DFX Intelligence

W•••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

W•••••••• C•••••• M••••••••• L•

CRD 288534

NEW YORK, NY

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Search this name across graphsid dfx:ria:d7008065-0426-1e1b-0226-f083cea05ef2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 3
Observed: Jun 11, 2019 to Mar 27, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••••• C•••••• M••••••••• L•

Private equity manager · key crd, key sfn adviser, shared crd

Venture Capitalidentity

W•••••••• C•••••• M••••••••• L•

Venture manager · key crd, key sfn adviser, shared crd

Allocatorsidentity

W•••••••• C•••••• M••••••••• L•

Manager with allocator commitments · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••••• C•••••• M••••• F•••• L•	Hedge Fund	$1.1B	Mar 27, 2026	70	May 30, 2017	reported	021-285250
W••• I••••••••• L•	Private Equity Fund	$7.6M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J• A••••••• L••	LIMITED PARTNER	C	yes	03/2017	Jun 11, 2019	Mar 28, 2024
J• A••••••• L••	Member	C	yes	03/2017	Jun 11, 2019	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••••••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
W••• I••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$773M	36.1%	$696M	14.7%	11	10	1	1

Relationships

Advises (2)

→ W•••••••• C•••••• M••••• F•••• L•Private fundHedge Fund, IA
May 30, 2017 to presentfactForm ADV
→ W••• I••••••••• L•Private fundPrivate Equity Fund, IA, no longer reported
Jun 11, 2019 to Mar 28, 2024factForm ADV

Controls (5)

← K•••••• J•••••• M••••OwnerMANAGING MEMBER, ownership code E, individual
Jun 11, 2019 to Mar 28, 2024factForm ADV
← S••••••• D••••• L••••

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$279M
Occurred
Mar 27, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$366M
Occurred
Mar 27, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$7.6M
Occurred
Mar 27, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7008065-0426-1e1b-0226-f083cea05ef2
First observed: Jun 11, 2019
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.