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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHARLES ROBERT GIBSON

Advisor at J.P. MORGAN SECURITIES LLC

Columbus, OH

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Search this name across graphsid dfx:ria:d706ca72-7cce-c8b2-a7fc-a7c11656a68f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 6, 2001
First registration: Nov 12, 2002
Dual registered: yes, broker-dealer
Other names: ROB GIBSON
IAPD individual key: 4270128

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	Columbus, OH	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 19, 2010	Oct 1, 2012	no	COLUMBUS, OH	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 28, 2007	Sep 21, 2009	no	HILLIARD, OH\|COLUMBUS, OH\|Columbus, OH\|LEWIS CENTER, OH\|Westerville, OH\|WESTERVILLE, OH\|Lewis Center, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Columbus, OH	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 24, 2006	Apr 20, 2007	no	HILLIARD, OH\|POWELL, OH\|COLUMBUS, OH\|WESTERVILLE, OH\|COLUMBUS, OH\|COLUMBUS, OH\|WORTHINGTON, OH\|COLUMBUS, OH\|WESTERVILLE, OH\|DUBLIN, OH\|GAHANNA, OH\|MONROEVILLE, PA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Mar 1, 2006	no	HILLIARD, OH\|CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Nov 12, 2002	Jul 6, 2005	no	HILLIARD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
U.S. BANCORP INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	Sep 21, 2009	Nov 19, 2010	424	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	U.S. BANCORP INVESTMENTS, INC.	Apr 20, 2007	Jun 28, 2007	69	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Mar 1, 2006	Mar 24, 2006	23	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 19, 2010 to Oct 1, 2012factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 28, 2007 to Sep 21, 2009factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 24, 2006 to Apr 20, 2007factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 12, 2002 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.