DFX Intelligence

T•••• G••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

T•••• G••• H••••••••

Advisor at T•• A•• A•• S•••••• O• S••••••••• P•••••••

FT. MYERS, FL

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Search this name across graphsid dfx:ria:d71687c7-ff12-73ce-2d25-0e79f50b4a07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•• A•• S•••••• O• S••••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 25, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•• A•• S•••••• O• S••••••••• P•••••••	State registered	Jul 6, 2006	n/a	yes	FT. MYERS, FL	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Dec 9, 2010	Feb 26, 2018	no	PHOENIX, AZ\|FORT MYERS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	n/a	Feb 26, 2018	n/a	n/a	Departure no registered destination	Departure
C••••• A••••••• L••	S•••••••• F••••••••• I•••	Oct 22, 2010	Dec 9, 2010	48

Relationships

Registered with (3)

→ T•• A•• A•• S•••••• O• S••••••••• P•••••••Registered adviserregistration: previous registration
Jul 6, 2006 to Dec 31, 2010factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Dec 9, 2010 to Feb 26, 2018factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 6, 2008 to Oct 22, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d71687c7-ff12-73ce-2d25-0e79f50b4a07
First observed: Jul 6, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.