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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALAN B. LANCZ & ASSOCIATES, INC.

CRD 105363

TOLEDO, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d716a424-632f-699c-0cc5-e324a47c2081

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 2
Observed: Apr 11, 2012 to Mar 24, 2026
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Alan B. Lancz & Associates, Inc.

Private equity manager · shared crd

Independent Sponsorsidentity

Alan B. Lancz & Associates, Inc.

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.03 institutional_share=0.05 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $175MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $159MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $175Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 110
Individual clients: 36
High net worth clients: 63
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $3.5M
SEC number: 801-24450
CIK: 1897835
CRD: 105363
Filings on the tape: 32
First filed: Apr 11, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, OH
Website: ablonline.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ALAN BRUCE LANCZ	n/a	Toledo, OH	18	44	n/a	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CONTRARIAN ASSETS 2 PARTNERSHIP	Private Equity Fund	$2.3M	Apr 15, 2024	13	May 25, 2021	reported	021-400313
CONTRARIAN ASSET HOLDINGS LLC	Private Equity Fund	$2.1M	Apr 15, 2024	10	May 25, 2021	reported	021-399890

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LANCZ, ALAN, BRUCE	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	03/1985	Apr 11, 2012	Apr 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRO DATA LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$175M	$175M	4	1	0	2	n/a
2024	Apr 3, 2025	$162M	$162M	4	3	0	2	n/a
2023	Mar 15, 2024	$162M	$162M	2	1	0	2	$4.4M
2022	Mar 28, 2023	$150M	$150M	2	1	0	2	$4.4M
2021	Mar 31, 2022	$191M	$191M	4	1	0	2	$4.3M
2020	Apr 1, 2021	$169M	$169M	5	3	0	n/a	n/a
2019	Mar 2, 2020	$161M	$161M	4	2	0	n/a	n/a
2018	Feb 26, 2019	$152M	$152M	5	4	0	n/a	n/a
2017	Jan 22, 2018	$164M	$164M	6	3	0	n/a	n/a
2016	Jan 23, 2017	$150M	$150M	6	3	n/a	n/a	n/a
2015	Jan 7, 2016	$153M	$153M	6	2	n/a	n/a	n/a
2014	Jan 30, 2015	$167M	$167M	7	2	n/a	n/a	n/a
2013	Jan 13, 2014	$153M	$153M	7	2	n/a	n/a	n/a
2012	Jan 15, 2013	$129M	$129M	7	2	n/a	n/a	n/a
2011	Apr 11, 2012	$124M	$124M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$175M	$162M	8.1%	$150M	5.3%	4	4	0	0

Relationships

Advises (2)

→ CONTRARIAN ASSET HOLDINGS LLCPrivate fundPrivate Equity Fund, IA
May 25, 2021 to presentfactForm ADV
→ CONTRARIAN ASSETS 2 PARTNERSHIPPrivate fundPrivate Equity Fund, IA
May 25, 2021 to presentfactForm ADV

Registered with (2)

← ALAN BRUCE LANCZAdvisorregistration: current employment
Mar 28, 2008 to presentfactForm ADV
← KWAME JULIUS JAMESAdvisorregistration: previous registration
Feb 2, 2017 to Feb 23, 2017factForm ADV

Controls (1)

← LANCZ, ALAN, BRUCEOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 11, 2012 to Apr 15, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d716a424-632f-699c-0cc5-e324a47c2081
First observed: Apr 11, 2012
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALAN B. LANCZ & ASSOCIATES, INC.

CRD 105363

TOLEDO, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d716a424-632f-699c-0cc5-e324a47c2081

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ALAN BRUCE LANCZ

n/a

Toledo, OH

n/a

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CONTRARIAN ASSETS 2 PARTNERSHIP

Private Equity Fund

$2.3M

Apr 15, 2024

May 25, 2021

reported

021-400313

CONTRARIAN ASSET HOLDINGS LLC

Private Equity Fund

$2.1M

Apr 15, 2024

May 25, 2021

reported

021-399890

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LANCZ, ALAN, BRUCE

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

03/1985

Apr 11, 2012

Apr 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRO DATA LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$175M

n/a

2024

Apr 3, 2025

$162M

n/a

2023

Mar 15, 2024

$162M

$4.4M

2022

Mar 28, 2023

$150M

$4.4M

2021

Mar 31, 2022

$191M

$4.3M

2020

Apr 1, 2021

$169M

n/a

2019

Mar 2, 2020

$161M

n/a

2018

Feb 26, 2019

$152M

n/a

2017

Jan 22, 2018

$164M

n/a

2016

Jan 23, 2017

$150M

n/a

2015

Jan 7, 2016

$153M

n/a

2014

Jan 30, 2015

$167M

n/a

2013

Jan 13, 2014

$153M

n/a

2012

Jan 15, 2013

$129M

n/a

2011

Apr 11, 2012

$124M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$175M

$162M

8.1%

$150M

5.3%