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C••••••••• R••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C••••••••• R••• M••••••

Advisor at E••••• J••••

HENDERSON, NC

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Search this name across graphsid dfx:ria:d7227a77-17ed-0914-22a4-21f5dafef716

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 28, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jul 17, 2017	n/a	yes	HENDERSON, NC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Jul 1, 2014	Jul 17, 2017	no	Louisburg, NC\|RALEIGH, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• I••••••• S•••••••• I•••	E••••• J••••	Jul 17, 2017	Jul 17, 2017	0	Firm change	Other
E••••• J••••	F•••• C••••••• I••••••• S•••••••• I•••	Jun 4, 2014	Jul 1, 2014

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
Aug 31, 2012 to Jun 4, 2014factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2014 to Jul 17, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7227a77-17ed-0914-22a4-21f5dafef716
First observed: Aug 31, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.