DFX Intelligence

E••••• D•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

E••••• D•••• B•••••

Advisor at N••••• D••••• • S••••••• I••

SWANESA, MA | PROVIDENCE, RI

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Search this name across graphsid dfx:ria:d73199ef-0c65-c812-d212-32c8335fd7b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 16, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• D••••• • S••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• D••••• • S••••••• I••	Independent wealth	Feb 24, 2003	n/a	yes	PROVIDENCE, RI\|SWANESA, MA	Current employment
F•••• I••••••••• A••••••• I•••	n/a	May 16, 2000	Jan 27, 2003	no	PROVIDENCE, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• I••••••••• A••••••• I•••	N••••• D••••• • S••••••• I••	Jan 27, 2003	Feb 24, 2003	28	Firm change	Other

Relationships

Registered with (2)

→ N••••• D••••• • S••••••• I••Registered adviserregistration: current employment
Feb 24, 2003 to presentfactForm ADV
→ F•••• I••••••••• A••••••• I•••Registered adviserregistration: previous registration
May 16, 2000 to Jan 27, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d73199ef-0c65-c812-d212-32c8335fd7b8
First observed: May 16, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.