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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

SAMUEL BENJAMIN CANNON

Advisor at CETERA INVESTMENT ADVISERS LLC

Campbell, CA | Chico, CA

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Search this name across graphsid dfx:ria:d736d0ea-9f9f-e97a-4cdf-c461cc936aa4

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2018 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 12, 2017
First registration: Jul 25, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 6778543

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 23, 2025	n/a	yes	Campbell, CA\|Chico, CA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Sep 8, 2025	no	CAMPBELL, CA\|El Dorado Hills, CA\|DALLAS, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Sep 18, 2019	Oct 25, 2019	no	SAN JOSE, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 25, 2018	Sep 10, 2019	no	LOS GATOS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 8, 2025	Jul 23, 2025	-47	Bulk transfer	Ibd to ibd
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	1ST GLOBAL ADVISORS INC	Sep 10, 2019	Sep 18, 2019	8	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jul 23, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Sep 8, 2025factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Sep 18, 2019 to Oct 25, 2019factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 25, 2018 to Sep 10, 2019factForm ADV

Dated events

No dated event names this entity yet.