DFX Intelligence

B•••• H••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B•••• H••• A•••••••• L••

CRD 170114

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Search this name across graphsid dfx:ria:d738328f-d3c4-d17d-ce3f-cfd21be3ed65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2014 to Sep 15, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $139M••• Locked
Discretionary RAUM: $139M
Private client RAUM: $139Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $69.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• H•••• G•••••	n/a	SEATTLE, WA \| Seattle, WA	10	17	3	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• L••	MANAGING MEMBER	E	yes	01/2022	Nov 21, 2024	Dec 20, 2024
G•••••• T•••••• H••••	MANAGING MEMBER	E	yes	01/2022	Jan 6, 2014	Dec 20, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$139M	$107M	29.9%	n/a	n/a	2	2	1	1

Relationships

Registered with (2)

← JOAO CORREIAAdvisorregistration: current employment
Sep 14, 2017 to presentfactForm ADV
← T••••• H•••• G•••••Advisorregistration: current employment
Jun 29, 2016 to presentfactForm ADV

Controls (2)

← G•••••• T•••••• H••••OwnerMANAGING MEMBER, ownership code E, individual
Jan 6, 2014 to Dec 20, 2024factForm ADV
← G••••• L••

Dated events

Occurred
Jan 6, 2014
First Form ADV filing
B•••• H••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d738328f-d3c4-d17d-ce3f-cfd21be3ed65
First observed: Jan 6, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.