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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BANKPLUS WEALTH ADVISORS

BANKPLUS WEALTH MANAGEMENT, LLC, CRD 152588

JACKSON, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d73bcd8f-c5fb-be3b-25c5-db5bcf65398e

Data as of Apr 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 2
On other graphs: 0
Observed: Feb 9, 2012 to Apr 10, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $264MItem 5.F on the latest filing (2026-04-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $264M
Private client RAUM: $258MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $18.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 14
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 944
Individual clients: 582
High net worth clients: 51
Custody, client assets: $49.9M
SEC number: 801-121567
CIK: 2051117
CRD: 152588
Filings on the tape: 41
First filed: Feb 9, 2012
Latest filed: Apr 10, 2026
Organised: Limited Liability Company, MS
Website: bankplus.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JULIA M OTT	n/a	JACKSON, MS	12	37	n/a	no
TONY DARREN EDWARDS	Personal Financial Specialist\|Chartered Financial Analyst	JACKSON, MS	8	28	2	no
Spencer Nicolas Pipitone	Chartered Financial Analyst	JACKSON, MS	8	10	n/a	no
JAMES SANFORD CLARK	Certified Financial Planner\|Chartered Financial Analyst	JACKSON, MS	7	28	3	no
Andrew Thomas Hoeniges	Chartered Financial Analyst	JACKSON, MS	6	14	n/a	no
JEFFREY SCOTT LOHMEIER	n/a	JACKSON, MS	6	23	2	no
NATHAN HOWARD LUCAS	n/a	JACKSON, MS	6	13	1	no
PATTI FAUST DALY	n/a	JACKSON, MS	6	14	n/a	no
EARL LEE LAIRD	n/a	JACKSON, MS	6	11	1	no
MAEVE WILSON BEARD	n/a	JACKSON, MS	5	16	3	no
Matthew Logan LaRochelle	n/a	JACKSON, MS	4	14	1	no
Frank R Smith	n/a	Mobile, AL \| JACKSON, MS	3	14	1	no
ROBERT SAMUEL BRUNER	n/a	JACKSON, MS \| New Orleans, LA	2	13	1	no
Zachary Knight Israel	n/a	JACKSON, MS \| New Orleans, LA	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANCPLUS CORPORATION	HOLDING COMPANY OF BANKPLUS	E	yes	06/2014	Jun 30, 2014	Nov 21, 2024
Bankplus	Member	E	yes	06/2014	Jun 30, 2014	Nov 21, 2024
CLARK, JAMES, SANFORD	SENIOR VICE PRESIDENT	Na	yes	08/2019	May 19, 2020	Nov 21, 2024
EDWARDS, TONY, DARREN	President	Na	yes	06/2014	Mar 4, 2020	Nov 21, 2024
LOHMEIER, JEFFREY, SCOTT	SENIOR VICE PRESIDENT	Na	no	09/2020	May 21, 2021	Nov 21, 2024
MARTIN, MARY, PATRICIA	CHIEF COMPLIANCE OFFICER	Na	no	05/2017	May 5, 2017	Nov 21, 2024
OTT, JULIA, M	FIRST VICE PRESIDENT	Na	no	01/2013	Mar 28, 2013	Nov 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Bankplus	n/a	n/a	n/a	Y	no	n/a
BANKPLUS INSURANCE AGENCY INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 10, 2026	$264M	$264M	19	14	2	n/a	n/a
2024	Feb 18, 2025	$186M	$186M	19	13	2	n/a	n/a
2023	Mar 13, 2024	$151M	$151M	18	12	0	n/a	n/a
2022	Mar 13, 2023	$114M	$114M	17	11	0	n/a	n/a
2021	Mar 22, 2022	$117M	$117M	14	9	0	n/a	n/a
2019	Mar 4, 2020	$36.2M	$36.2M	8	7	0	n/a	n/a
2018	Mar 29, 2019	$130M	$130M	4	3	0	n/a	n/a
2017	Mar 30, 2018	$139M	$139M	3	2	0	n/a	n/a
2016	Mar 30, 2017	$126M	$126M	2	2	n/a	n/a	n/a
2015	Mar 29, 2016	$120M	$120M	2	2	n/a	n/a	n/a
2014	Jan 27, 2015	$125M	$125M	2	2	n/a	n/a	n/a
2013	Mar 19, 2014	$140M	$140M	4	4	n/a	n/a	n/a
2012	Mar 28, 2013	$120M	$120M	4	4	n/a	n/a	n/a
2011	Feb 9, 2012	$106M	$106M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$264M	$186M	41.7%	$114M	32.4%	19	19	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jun 19, 2020	Jun 23, 2020	CANTON, MS	Team lift out	Ibd to RIA	0.0%

Relationships

Registered with (16)

← Zachary Knight IsraelAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← ROBERT SAMUEL BRUNERAdvisorregistration: current employment
Apr 11, 2024 to presentfactForm ADV
← Frank R SmithAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← Matthew Logan LaRochelleAdvisorregistration: current employment
May 19, 2022 to presentfactForm ADV
← MAEVE WILSON BEARDAdvisorregistration: current employment
Jun 25, 2021 to presentfactForm ADV
← EARL LEE LAIRDAdvisorregistration: current employment
Sep 11, 2020 to presentfactForm ADV
← PATTI FAUST DALYAdvisorregistration: current employment
Jul 27, 2020 to presentfactForm ADV
← JEFFREY SCOTT LOHMEIERAdvisorregistration: current employment
Jun 23, 2020 to presentfactForm ADV
← NATHAN HOWARD LUCASAdvisorregistration: current employment
Jun 23, 2020 to presentfactForm ADV
← Andrew Thomas HoenigesAdvisorregistration: current employment
Mar 3, 2020 to presentfactForm ADV
← JAMES SANFORD CLARKAdvisorregistration: current employment
Aug 20, 2019 to presentfactForm ADV
← Spencer Nicolas PipitoneAdvisorregistration: current employment
Apr 30, 2018 to presentfactForm ADV
← TONY DARREN EDWARDSAdvisorregistration: current employment
Apr 3, 2018 to presentfactForm ADV
← JULIA M OTTAdvisorregistration: current employment
Dec 19, 2013 to presentfactForm ADV
← FORBES LEWIS WATSONAdvisorregistration: previous registration
Mar 22, 2010 to Aug 6, 2019factForm ADV
← CHRISTIAN OWEN CARRICOAdvisorregistration: previous registration
Mar 18, 2010 to Jan 2, 2013factForm ADV

Controls (4)

← EDWARDS, TONY, DARRENOwnerPRESIDENT, ownership code NA, individual
Mar 4, 2020 to Nov 21, 2024factForm ADV
← CLARK, JAMES, SANFORDOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
May 19, 2020 to Nov 21, 2024factForm ADV
← BANCPLUS CORPORATIONOwnerHOLDING COMPANY OF BANKPLUS, ownership code E, domestic entity
Jun 30, 2014 to Nov 21, 2024factForm ADV
← BANKPLUSOwnerMEMBER, ownership code E, domestic entity
Jun 30, 2014 to Nov 21, 2024factForm ADV

Owns (3)

← OTT, JULIA, MOwnerFIRST VICE PRESIDENT, ownership code NA, individual
Mar 28, 2013 to Nov 21, 2024factForm ADV
← MARTIN, MARY, PATRICIAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 5, 2017 to Nov 21, 2024factForm ADV
← LOHMEIER, JEFFREY, SCOTTOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
May 21, 2021 to Nov 21, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Jun 19, 2020 to Jun 23, 2020factForm ADV

Dated events

Occurred
May 21, 2021
First Form ADV filing
Bankplus Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago
Occurred
May 21, 2021
Control person left
David Charles Cleland (President) no longer on Schedule A of Bankplus Wealth Advisors (listed 2020-05-19, absent 2021-05-21)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d73bcd8f-c5fb-be3b-25c5-db5bcf65398e
First observed: Feb 9, 2012
Last observed: Apr 10, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BANKPLUS WEALTH ADVISORS

BANKPLUS WEALTH MANAGEMENT, LLC, CRD 152588

JACKSON, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d73bcd8f-c5fb-be3b-25c5-db5bcf65398e

Data as of Apr 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:40 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JULIA M OTT

n/a

JACKSON, MS

n/a

TONY DARREN EDWARDS

Personal Financial Specialist|Chartered Financial Analyst

JACKSON, MS

Spencer Nicolas Pipitone

Chartered Financial Analyst

JACKSON, MS

n/a

JAMES SANFORD CLARK

Certified Financial Planner|Chartered Financial Analyst

JACKSON, MS

Andrew Thomas Hoeniges

Chartered Financial Analyst

JACKSON, MS

n/a

JEFFREY SCOTT LOHMEIER

n/a

JACKSON, MS

NATHAN HOWARD LUCAS

n/a

JACKSON, MS

PATTI FAUST DALY

n/a

JACKSON, MS

n/a

EARL LEE LAIRD

n/a

JACKSON, MS

MAEVE WILSON BEARD

n/a

JACKSON, MS

Matthew Logan LaRochelle

n/a

JACKSON, MS

Frank R Smith

n/a

Mobile, AL | JACKSON, MS

ROBERT SAMUEL BRUNER

n/a

JACKSON, MS | New Orleans, LA

Zachary Knight Israel

n/a

JACKSON, MS | New Orleans, LA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANCPLUS CORPORATION

HOLDING COMPANY OF BANKPLUS

yes

06/2014

Jun 30, 2014

Nov 21, 2024

Bankplus

Member

yes

06/2014

Jun 30, 2014

Nov 21, 2024

CLARK, JAMES, SANFORD

SENIOR VICE PRESIDENT

yes

08/2019

May 19, 2020

Nov 21, 2024

EDWARDS, TONY, DARREN

President

yes

06/2014

Mar 4, 2020

Nov 21, 2024

LOHMEIER, JEFFREY, SCOTT

SENIOR VICE PRESIDENT

09/2020

May 21, 2021

Nov 21, 2024

MARTIN, MARY, PATRICIA

CHIEF COMPLIANCE OFFICER

05/2017

May 5, 2017

Nov 21, 2024

OTT, JULIA, M

FIRST VICE PRESIDENT

01/2013

Mar 28, 2013

Nov 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

Bankplus

n/a

BANKPLUS INSURANCE AGENCY INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 10, 2026

$264M

n/a

2024

Feb 18, 2025

$186M

n/a

2023

Mar 13, 2024

$151M

n/a

2022

Mar 13, 2023

$114M

n/a

2021

Mar 22, 2022

$117M

n/a

2019

Mar 4, 2020

$36.2M

n/a

2018

Mar 29, 2019

$130M

n/a

2017

Mar 30, 2018

$139M

n/a

2016

Mar 30, 2017

$126M

n/a

2015

Mar 29, 2016

$120M

n/a

2014

Jan 27, 2015

$125M

n/a

2013

Mar 19, 2014

$140M

n/a

2012

Mar 28, 2013

$120M

n/a

2011

Feb 9, 2012

$106M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$264M

$186M

41.7%

$114M

32.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jun 19, 2020

Jun 23, 2020

CANTON, MS

Team lift out

Ibd to RIA

0.0%