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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

EAGLE RIDGE INVESTMENT MANAGEMENT LLC

CRD 147824

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d73ffa40-af1f-0892-ed74-8799a1c0fdab

Data as of Mar 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 0
Observed: Mar 27, 2012 to Mar 13, 2024
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2024-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 919
Individual clients: 141
High net worth clients: 232
SEC number: 801-69450
CIK: 1445891
CRD: 147824
Filings on the tape: 22
First filed: Mar 27, 2012
Latest filed: Mar 13, 2024
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EAST PIER CAPITAL, LP	Hedge Fund	$1.8M	Mar 29, 2019	7	Mar 15, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONNARD, BENJAMIN	Member	B	yes	01/2018	Mar 29, 2019	Mar 13, 2024
KNOX, JOHN, JAY	SENIOR VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER	B	yes	08/2008	Mar 27, 2012	Mar 13, 2024
LAIDLAW, DAVID, KENNEDY	MANAGER AND CO-CHIEF INVESTMENT OFFICER	D	yes	07/2015	Jul 6, 2015	Mar 13, 2024
OLIVER, MICHAEL, BENJAMIN	Member	A	yes	06/2020	Mar 24, 2021	Mar 13, 2024
TILLSON, ALEXANDRA, E	Member	D	yes	01/2009	Sep 8, 2015	Mar 13, 2024
TILLSON, DAVID, ABBOTT	MANAGER AND CO-CHIEF INVESTMENT OFFICER	Na	yes	08/2008	Mar 27, 2012	Mar 13, 2024
TILLSON, DAVID, ABBOTT	Member	D	yes	01/2008	Mar 27, 2012	Mar 13, 2024
OLIVER, JORDAN, T	Assignee	Na	no	06/2020	Sep 8, 2015	Mar 13, 2024
TILLSON FAMILY HOLDINGS LLC	Member	A	no	07/2015	Jul 6, 2015	Mar 13, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 13, 2024	$1.2B	$1.1B	13	7	0	n/a	n/a
2022	Mar 16, 2023	$990M	$920M	13	7	0	n/a	n/a
2021	Mar 24, 2022	$1.2B	$1.1B	13	7	0	n/a	n/a
2020	Mar 24, 2021	$958M	$883M	12	7	0	n/a	n/a
2019	Apr 1, 2020	$883M	$824M	11	7	0	n/a	n/a
2018	Mar 29, 2019	$752M	$700M	10	6	0	1	$1.8M
2017	Mar 28, 2018	$778M	$724M	9	6	0	1	$2.2M
2016	Mar 21, 2017	$612M	$562M	8	6	n/a	1	$1.7M
2015	Mar 29, 2016	$520M	$474M	9	6	n/a	1	$1.3M
2014	Mar 3, 2015	$235M	$235M	5	4	n/a	n/a	n/a
2013	Mar 27, 2014	$215M	$215M	5	4	n/a	n/a	n/a
2012	Mar 19, 2013	$213M	$213M	5	4	n/a	n/a	n/a
2011	Mar 27, 2012	$258M	$258M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.2B	$990M	17.6%	$958M	6.7%	13	13	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CARNEGIE INVESTMENT COUNSEL	2	Feb 4, 2025	Feb 10, 2025	STAMFORD, CT	Team lift out	RIA to RIA	100.0%

Relationships

Controls (6)

← KNOX, JOHN, JAYOwnerSENIOR VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 27, 2012 to presentfactForm ADV
← TILLSON, DAVID, ABBOTTOwnerMEMBER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← OLIVER, MICHAEL, BENJAMINOwnerMEMBER, ownership code A, individual
Mar 24, 2021 to presentfactForm ADV
← LAIDLAW, DAVID, KENNEDYOwnerMANAGER AND CO-CHIEF INVESTMENT OFFICER, ownership code D, individual
Jul 6, 2015 to presentfactForm ADV
← TILLSON, ALEXANDRA, EOwnerMEMBER, ownership code D, individual
Sep 8, 2015 to presentfactForm ADV
← CONNARD, BENJAMINOwnerMEMBER, ownership code B, individual
Mar 29, 2019 to presentfactForm ADV

Owns (2)

← OLIVER, JORDAN, TOwnerASSIGNEE, ownership code NA, individual
Sep 8, 2015 to presentfactForm ADV
← TILLSON FAMILY HOLDINGS LLCOwnerMEMBER, ownership code A, domestic entity
Jul 6, 2015 to presentfactForm ADV

Affiliated with (1)

← LAIDLAW GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Moved with (1)

→ CARNEGIE INVESTMENT COUNSELRegistered adviser2 advisors, team lift out, same day
Feb 4, 2025 to Feb 10, 2025factForm ADV

Registered with (3)

← JOHN JAY KNOXAdvisorregistration: previous registration
Oct 16, 2008 to Feb 4, 2025factForm ADV
← ALISON J HAMILTONAdvisorregistration: previous registration
Oct 10, 2018 to Feb 4, 2025factForm ADV
← DAVID ABBOTT TILLSONAdvisorregistration: previous registration
Oct 15, 2008 to Mar 5, 2018factForm ADV

Advises (1)

→ EAST PIER CAPITAL, LPPrivate fundHedge Fund, IA, no longer reported
Mar 15, 2012 to Mar 29, 2019factForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
Eagle Ridge Investment Management Llc no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $1.2B)
Form ADVobserved 4 days ago
$1.2B
Occurred
Feb 4, 2025
Team lift-out
2 advisors left Eagle Ridge Investment Management LLC (Stamford, CT) for Carnegie Investment Counsel on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 4, 2025
Advisor changed firm
Alison J Hamilton left Eagle Ridge Investment Management Llc for Carnegie Investment Counsel (registered 2025-02-10)
Form ADVobserved 4 days ago
Occurred
Feb 4, 2025
Advisor changed firm
John Jay Knox left Eagle Ridge Investment Management Llc for Carnegie Investment Counsel (registered 2025-02-10)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2022
Control person left
L Nancy Tillson (Manager) no longer on Schedule A of Eagle Ridge Investment Management Llc (listed 2021-03-24, absent 2022-03-24)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2021
Control person joined
Benjamin Michael Oliver (Member) appeared on Schedule A of Eagle Ridge Investment Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 28, 2018
Regulatory AUM changed
Eagle Ridge Investment Management Llc reported RAUM $778.0M, up 27% from $611.8M (2017-07-24 to 2018-03-28)
Form ADVobserved 4 days ago
$166M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d73ffa40-af1f-0892-ed74-8799a1c0fdab
First observed: Mar 27, 2012
Last observed: Mar 13, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EAGLE RIDGE INVESTMENT MANAGEMENT LLC

CRD 147824

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d73ffa40-af1f-0892-ed74-8799a1c0fdab

Data as of Mar 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EAST PIER CAPITAL, LP

Hedge Fund

$1.8M

Mar 29, 2019

Mar 15, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONNARD, BENJAMIN

Member

yes

01/2018

Mar 29, 2019

Mar 13, 2024

KNOX, JOHN, JAY

SENIOR VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER

yes

08/2008

Mar 27, 2012

Mar 13, 2024

LAIDLAW, DAVID, KENNEDY

MANAGER AND CO-CHIEF INVESTMENT OFFICER

yes

07/2015

Jul 6, 2015

Mar 13, 2024

OLIVER, MICHAEL, BENJAMIN

Member

yes

06/2020

Mar 24, 2021

Mar 13, 2024

TILLSON, ALEXANDRA, E

Member

yes

01/2009

Sep 8, 2015

Mar 13, 2024

TILLSON, DAVID, ABBOTT

MANAGER AND CO-CHIEF INVESTMENT OFFICER

yes

08/2008

Mar 27, 2012

Mar 13, 2024

TILLSON, DAVID, ABBOTT

Member

yes

01/2008

Mar 27, 2012

Mar 13, 2024

OLIVER, JORDAN, T

Assignee

06/2020

Sep 8, 2015

Mar 13, 2024

TILLSON FAMILY HOLDINGS LLC

Member

07/2015

Jul 6, 2015

Mar 13, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 13, 2024

$1.2B

$1.1B

n/a

2022

Mar 16, 2023

$990M

$920M

n/a

2021

Mar 24, 2022

$1.2B

$1.1B

n/a

2020

Mar 24, 2021

$958M

$883M

n/a

2019

Apr 1, 2020

$883M

$824M

n/a

2018

Mar 29, 2019

$752M

$700M

$1.8M

2017

Mar 28, 2018

$778M

$724M

$2.2M

2016

Mar 21, 2017

$612M

$562M

n/a

$1.7M

2015

Mar 29, 2016

$520M

$474M

n/a

$1.3M

2014

Mar 3, 2015

$235M

n/a

2013

Mar 27, 2014

$215M

n/a

2012

Mar 19, 2013

$213M

n/a

2011

Mar 27, 2012

$258M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.2B

$990M

17.6%

$958M

6.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CARNEGIE INVESTMENT COUNSEL

Feb 4, 2025

Feb 10, 2025

STAMFORD, CT

Team lift out

RIA to RIA

100.0%