DFX Intelligence

J••• A••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

J••• A••• M•••••

Advisor at C••• L••

Cincinnati, OH | OMAHA, NE

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Search this name across graphsid dfx:ria:d74407e9-7f71-f32b-da1e-61323c379756

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Nov 10, 2025	n/a	yes	Cincinnati, OH\|OMAHA, NE	Current employment
T•••• W••••• P•••••••• L••	Former SEC adviser	Jul 31, 2015	Mar 23, 2026	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W••••• P•••••••• L••	C••• L••	Mar 23, 2026	Nov 10, 2025	-133	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
174434:155344:OH:2026-03-23	Mar 23, 2026	Nov 10, 2025	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Nov 10, 2025 to presentfactForm ADV
→ T•••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2015 to Mar 23, 2026factForm ADV

Dated events

Occurred
Mar 23, 2026
Advisor changed firm
J••• A••• M••••• left T•••• W••••• P•••••••• L•• for C••• L•• (registered 2025-11-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d74407e9-7f71-f32b-da1e-61323c379756
First observed: Jul 31, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.