DFX Intelligence

Data Factory

E••• C••••••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner36 years in industry

E••• C••••••••• W•••

Advisor at T•••••• C••••••• L••

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d744dae5-57f9-d594-f96e-65bcda682878

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Feb 26, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••• C••••••••• W•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C••••••• L••	Mixed wealth	May 16, 2017	n/a	yes	GREENVILLE, SC	Current employment
F•••• A••••• S••••••••• I•••	Former SEC adviser	Aug 23, 2005	Mar 30, 2010	no	SIMPSONVILLE, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• S••••••••• I•••	T•••••• C••••••• L••	Mar 30, 2010	May 16, 2017	2,604	Firm change after gap	Other
W••• C•••••• M••••••••• L••	F•••• A••••• S••••••••• I•••	Apr 1, 2005	Aug 23, 2005

Relationships

Registered with (3)

→ T•••••• C••••••• L••Registered adviserregistration: current employment
May 16, 2017 to presentfactForm ADV
→ F•••• A••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2005 to Mar 30, 2010factForm ADV
→ W••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 1999 to Apr 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d744dae5-57f9-d594-f96e-65bcda682878
First observed: Feb 26, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.