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RIA / WealthAdvisorCertified Financial Planner23 years in industry

MICHAEL WINSTON BAIN

Advisor at MBIA CAPITAL ADVISORS

CINCINNATI, OH

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Search this name across graphsid dfx:ria:d748f4a4-c13f-825f-d8fd-e31675d01909

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MBIA CAPITAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 17, 2004
First registration: Jun 17, 2003
Dual registered: no
IAPD individual key: 4676534

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MBIA CAPITAL ADVISORS	Independent wealth	Apr 20, 2011	n/a	yes	CINCINNATI, OH	Current employment
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	May 28, 2010	Dec 31, 2010	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
EQUITY ANALYSTS INC.	n/a	May 18, 2005	Nov 9, 2005	no	CINCINNATI, OH	Previous registration
SICOR SECURITIES INC	n/a	Sep 1, 2004	May 10, 2005	no	WEST CHESTER, OH	Previous registration
WADDELL & REED	Former SEC adviser	Apr 30, 2004	Sep 7, 2004	no	CINCINNATI, OH	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Jun 17, 2003	Oct 28, 2003	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ON INVESTMENT MANAGEMENT CO	MBIA CAPITAL ADVISORS	Dec 31, 2010	Apr 20, 2011	110	Firm change	Other
EQUITY ANALYSTS INC.	ON INVESTMENT MANAGEMENT CO	Nov 9, 2005	May 28, 2010	1,661	Firm change after gap	Other
SICOR SECURITIES INC	EQUITY ANALYSTS INC.	May 10, 2005	May 18, 2005	8	Firm change	Other
WADDELL & REED	SICOR SECURITIES INC	Sep 7, 2004	Sep 1, 2004	-6	Firm change	Other
ERNST & YOUNG INVESTMENT ADVISERS LLP	WADDELL & REED	Oct 28, 2003	Apr 30, 2004	185	Firm change	Other

Relationships

Registered with (6)

→ MBIA CAPITAL ADVISORSRegistered adviserregistration: current employment
Apr 20, 2011 to presentfactForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
May 28, 2010 to Dec 31, 2010factForm ADV
→ EQUITY ANALYSTS INC.Registered adviserregistration: previous registration
May 18, 2005 to Nov 9, 2005factForm ADV
→ SICOR SECURITIES INCRegistered adviserregistration: previous registration
Sep 1, 2004 to May 10, 2005factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 30, 2004 to Sep 7, 2004factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Jun 17, 2003 to Oct 28, 2003factForm ADV

Dated events

No dated event names this entity yet.