DFX Intelligence

T•••••• B•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

T•••••• B•••• K•••••

Advisor at L•• F•••••••• L••

SOMERVILLE, NJ

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Search this name across graphsid dfx:ria:d74fc588-db02-e8b9-56b4-00ab088c9816

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 1, 2021	n/a	yes	SOMERVILLE, NJ	Current employment
T•••• A•••••••• L••	Former SEC adviser	Aug 16, 2017	Dec 2, 2021	no	Somerville, NJ\|ATLANTA, GA\|Somerville, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A•••••••• L••	L•• F•••••••• L••	Dec 2, 2021	Dec 1, 2021	-1	Firm change	Ibd to ibd
G•• S••••••••• I•••	T•••• A•••••••• L••	Aug 16, 2017	Aug 16, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
25803:6413:NJ:2021-12-02	Dec 2, 2021	Dec 1, 2021	SOMERVILLE, NJ	Firm change
128929:25803:NJ:2017-08-16	Aug 16, 2017	Aug 16, 2017	SOMERVILLE, NJ	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 1, 2021 to presentfactForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Aug 16, 2017 to Dec 2, 2021factForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2014 to Aug 16, 2017factForm ADV
→ I• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d74fc588-db02-e8b9-56b4-00ab088c9816
First observed: Jun 26, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.