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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MARK JOSEPH ZRAUNIG

Advisor at COMMONWEALTH FINANCIAL NETWORK

Holyoke, MA

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Search this name across graphsid dfx:ria:d75305f6-b613-6d0e-95da-30e647766b42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 15, 2000
First registration: Apr 2, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4087014

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 31, 2025	n/a	yes	Holyoke, MA	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 9, 2016	Apr 1, 2025	no	SOUTH HADLEY, MA\|AUSTIN, TX\|Holyoke, MA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Oct 15, 2013	Sep 22, 2016	no	Holyoke, MA\|SOUTH HADLEY, MA\|AUSTIN, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 2, 2007	Oct 16, 2013	no	CHICOPEE, MA\|SOUTH HADLEY, MA\|WELLESLEY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	Apr 1, 2025	Mar 31, 2025	-1	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	May 9, 2016	-136	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	NFP ADVISOR SERVICES, LLC	Oct 16, 2013	Oct 15, 2013	-1	Firm change	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 9, 2016 to Apr 1, 2025factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Oct 15, 2013 to Sep 22, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Oct 16, 2013factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
Mark Joseph Zraunig left Kestra Advisory Services, Llc for Commonwealth Financial Network (registered 2025-03-31)
Form ADVobserved 6 days ago