DFX Intelligence

J•••••• L••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

J•••••• L••••••• G••••••

Advisor at R•• A••••••• G••••• L••

Ames, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 20, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A••••••• G••••• L••	Independent wealth	Sep 18, 2017	n/a	yes	Ames, IA	Current employment
B•••••••• L••	Independent wealth	Aug 7, 2014	Dec 31, 2017	no	AMES, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• L••	R•• A••••••• G••••• L••	Dec 31, 2017	Sep 18, 2017	-104	Firm change after gap	Other
L•• F•••••••• L••	B•••••••• L••	Nov 2, 2015	Aug 7, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:168733:IA:2015-10-28	Nov 2, 2015	Aug 7, 2014	AMES, IA	Firm change after gap

Relationships

Registered with (4)

→ R•• A••••••• G••••• L••Registered adviserregistration: current employment
Sep 18, 2017 to presentfactForm ADV
→ B•••••••• L••Registered adviserregistration: previous registration
Aug 7, 2014 to Dec 31, 2017factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 24, 2003 to Nov 2, 2015factForm ADV
→ P•••• S•••••• • C••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 13, 2001
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.