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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RIA ADVISORY GROUP, LLC

CRD 152566

DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65fdda04-4c08-bcd4-e687-6d6b6ba907e7

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 10
On other graphs: 0
Observed: Dec 21, 2011 to Jun 23, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $568MItem 5.F on the latest filing (2026-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $562M
Private client RAUM: $558MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $23.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 25
Advisory employees: 25
Offices: 12Schedule D 1.F, beyond the principal office
Accounts: 3,228
Individual clients: 1,867
High net worth clients: 101
SEC number: 801-117837
CIK: 1591750
CRD: 152566
Filings on the tape: 37
First filed: Dec 21, 2011
Latest filed: Jun 23, 2026
Organised: Limited Liability Company, IA
Website: dakotaadvisoryteam.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMIN ALLEN HECKART	n/a	DES MOINES, IA	16	39	2	no
BRIAN LEE VESTAL	n/a	DES MOINES, IA	16	31	3	no
JOHN THOMAS PEAK	n/a	The Villages, FL \| DES MOINES, IA \| Urbandale, IA	14	20	4	no
JEFFREY LAWRENCE GIBBONS	n/a	Ames, IA	9	37	3	no
MARY LOUISE GIBBONS	n/a	DES MOINES, IA \| The Villages, FL	7	29	3	no
DAVID MICHAEL SUNTKEN	n/a	DES MOINES, IA \| Ames, IA	6	34	4	no
Edward Allen Smith	n/a	DES MOINES, IA	6	26	5	no
CHRISTOPHER JOHN HANSON	n/a	Piedmont, SD \| DES MOINES, IA	6	29	4	no
LAURIE JO KETTERLING	n/a	DES MOINES, IA \| Sioux Falls, SD	6	15	2	no
PATRICK MICHAEL MCCABE	n/a	Sioux Falls, SD \| DES MOINES, IA	6	11	3	no
DANA GENE RAUSCH	n/a	Sioux Falls, SD \| DES MOINES, IA	6	17	2	no
ANDREW HUGHES SUSANIN	n/a	Des Moines, IA \| DES MOINES, IA	6	28	5	no
HOUSTYN PARKER HEINZ	Certified Financial Planner	DES MOINES, IA \| Sioux Falls, SD	3	10	n/a	no
Paul Dean Katsion	n/a	DES MOINES, IA \| Mount Pleasant, IA	2	10	n/a	no
Tyler Mitchell Bookin-Nosbisch	Certified Financial Planner	DES MOINES, IA	2	12	1	no
Keaton Falk	n/a	Sioux Falls, SD \| DES MOINES, IA	2	10	1	no
CHRIS WESTON	Certified Financial Planner\|Chartered Financial Consultant	DES MOINES, IA	1	30	6	no
NATHAN DALE FICHTER	n/a	Elk Horn, NE \| DES MOINES, IA	1	25	2	no
Aaron John Hanson	n/a	DES MOINES, IA \| Piedmont, SD	1	13	n/a	no
JOHN T LUND	Certified Financial Planner	DES MOINES, IA \| Rapid City, SD	1	11	4	no
Erin Corrinne Roberts	n/a	DES MOINES, IA \| Mt Pleasant, IA	0	20	n/a	no
Zachary Veenstra	n/a	Pella, IA \| DES MOINES, IA	0	10	n/a	no
TODD WILLIAM ADAMS	n/a	OMAHA, NE \| DES MOINES, IA	0	16	2	no
JEFFREY PAUL STIER	n/a	Apple Valley, MN	0	28	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIBBONS, MARY, LOUISE	Cco	C	yes	10/2019	Nov 21, 2019	Dec 18, 2024
VESTAL, BRIAN, LEE	MANAGING MEMBER	C	yes	12/2020	Dec 21, 2011	Dec 18, 2024
GIBBONS, JEFFREY, LAWRENCE	MEMBER/OWNER	B	no	10/2019	Nov 21, 2019	Dec 18, 2024
HANSON, CHRISTOPHER, JOHN	MEMBER/OWNER	B	no	12/2020	Mar 16, 2021	Dec 18, 2024
RAUSCH, DANA, GENE	MEMBER/OWNER	B	no	12/2020	Mar 16, 2021	Dec 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JEFFREY STIER	n/a	n/a	n/a	N	no	n/a
JOHN T. PEAK, JR.	n/a	n/a	n/a	N	no	n/a
MARK ROBINSON	n/a	n/a	n/a	N	no	n/a
PAMELA OLINGER	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SIOUX FALLS	Sd	United States	4	no
Ames	Ia	United States	2	no
MOUNT PLEASANT	Ia	United States	2	no
APPLE VALLEY	Mn	United States	1	no
Buffalo	Mn	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$568M	$562M	25	25	12	n/a	n/a
2024	Mar 18, 2025	$457M	$446M	23	23	12	n/a	n/a
2023	Mar 15, 2024	$399M	$392M	20	20	11	n/a	n/a
2022	Feb 17, 2023	$346M	$332M	24	24	17	n/a	n/a
2021	Mar 28, 2022	$364M	$337M	24	24	17	n/a	n/a
2020	Mar 16, 2021	$352M	$260M	24	24	18	n/a	n/a
2019	Mar 28, 2020	$130M	$98.4M	14	14	11	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	8.3%	1	0	0	6	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$568M	$457M	24.5%	$346M	18.0%	25	23	12	12

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BALEFIRE, LLC	3	Aug 11, 2020	Aug 14, 2020	SIOUX FALLS, SD	Team lift out	RIA to RIA	10.0%

Relationships

Registered with (27)

← JEFFREY PAUL STIERAdvisorregistration: current employment
Jun 29, 2026 to presentfactForm ADV
← TODD WILLIAM ADAMSAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← Zachary VeenstraAdvisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV
← Erin Corrinne RobertsAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← JOHN T LUNDAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
← Aaron John HansonAdvisorregistration: current employment
Dec 19, 2024 to presentfactForm ADV
← NATHAN DALE FICHTERAdvisorregistration: current employment
Dec 12, 2024 to presentfactForm ADV
← CHRIS WESTONAdvisorregistration: current employment
Oct 9, 2024 to presentfactForm ADV
← Keaton FalkAdvisorregistration: current employment
Jul 10, 2024 to presentfactForm ADV
← Tyler Mitchell Bookin-NosbischAdvisorregistration: current employment
Mar 4, 2024 to presentfactForm ADV
← Paul Dean KatsionAdvisorregistration: current employment
Nov 16, 2023 to presentfactForm ADV
← HOUSTYN PARKER HEINZAdvisorregistration: current employment
Jul 23, 2023 to presentfactForm ADV
← ANDREW HUGHES SUSANINAdvisorregistration: current employment
Aug 19, 2020 to presentfactForm ADV
← DANA GENE RAUSCHAdvisorregistration: current employment
Aug 14, 2020 to presentfactForm ADV
← CHRISTOPHER JOHN HANSONAdvisorregistration: current employment
Aug 6, 2020 to presentfactForm ADV
← LAURIE JO KETTERLINGAdvisorregistration: current employment
Aug 6, 2020 to presentfactForm ADV
← PATRICK MICHAEL MCCABEAdvisorregistration: current employment
Aug 6, 2020 to presentfactForm ADV
← DAVID MICHAEL SUNTKENAdvisorregistration: current employment
Aug 3, 2020 to presentfactForm ADV
← Edward Allen SmithAdvisorregistration: current employment
Aug 3, 2020 to presentfactForm ADV
← MARY LOUISE GIBBONSAdvisorregistration: current employment
Mar 1, 2019 to presentfactForm ADV
← JEFFREY LAWRENCE GIBBONSAdvisorregistration: current employment
Sep 18, 2017 to presentfactForm ADV
← JOHN THOMAS PEAKAdvisorregistration: current employment
Sep 4, 2012 to presentfactForm ADV
← BENJAMIN ALLEN HECKARTAdvisorregistration: current employment
Feb 10, 2010 to presentfactForm ADV
← BRIAN LEE VESTALAdvisorregistration: current employment
Feb 10, 2010 to presentfactForm ADV
← KIRK JAMES BONDAdvisorregistration: previous registration
Jan 13, 2011 to Mar 30, 2026factForm ADV
← Mark Steven RobinsonAdvisorregistration: previous registration
Feb 8, 2020 to Nov 20, 2025factForm ADV
← KEVIN KEITH KLEINAdvisorregistration: previous registration
Mar 20, 2014 to Oct 20, 2017factForm ADV

Owns (3)

← GIBBONS, JEFFREY, LAWRENCEOwnerMEMBER/OWNER, ownership code B, individual
Nov 21, 2019 to Dec 18, 2024factForm ADV
← HANSON, CHRISTOPHER, JOHNOwnerMEMBER/OWNER, ownership code B, individual
Mar 16, 2021 to Dec 18, 2024factForm ADV
← RAUSCH, DANA, GENEOwnerMEMBER/OWNER, ownership code B, individual
Mar 16, 2021 to Dec 18, 2024factForm ADV

Controls (2)

← GIBBONS, MARY, LOUISEOwnerCCO, ownership code C, individual
Nov 21, 2019 to Dec 18, 2024factForm ADV
← VESTAL, BRIAN, LEEOwnerMANAGING MEMBER, ownership code C, individual
Dec 21, 2011 to Dec 18, 2024factForm ADV

Moved with (1)

← BALEFIRE, LLCRegistered adviser3 advisors, team lift out, same day
Aug 11, 2020 to Aug 14, 2020factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Advisor changed firm
Kirk James Bond left Ria Advisory Group, Llc for Apexedge Llc (registered 2026-03-06)
Form ADVobserved 3 days ago
Occurred
Nov 20, 2025
Advisor changed firm
Mark Steven Robinson left Ria Advisory Group, Llc for Gradient Advisors, Llc (registered 2026-04-22)
Form ADVobserved 3 days ago
Occurred
Mar 16, 2021
Regulatory AUM changed
Ria Advisory Group, Llc reported RAUM $351.8M, up 171% from $129.7M (2020-12-23 to 2021-03-16)
Form ADVobserved 3 days ago
$222M
Occurred
Nov 21, 2019
First Form ADV filing
Ria Advisory Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago
Occurred
Nov 21, 2019
Control person joined
Louise Mary Gibbons (Cco) appeared on Schedule A of Ria Advisory Group, Llc
Form ADVobserved 3 days ago
Occurred
Nov 21, 2019
Control person joined
Lawrence Jeffrey Gibbons (Managing Member) appeared on Schedule A of Ria Advisory Group, Llc
Form ADVobserved 3 days ago
Occurred
Nov 21, 2019
Control person left
Ann Linda Johnson-Lundquist (Managing Member/Chief Compliance Officer) no longer on Schedule A of Ria Advisory Group, Llc (listed 2012-01-25, absent 2019-11-21)
Form ADVobserved 3 days ago
Occurred
Nov 21, 2019
Control person left
Allen Benjamin Heckart (Managing Member) no longer on Schedule A of Ria Advisory Group, Llc (listed 2012-01-25, absent 2019-11-21)
Form ADVobserved 3 days ago
Occurred
Nov 21, 2019
Control person left
Todd Kevin Prink (Managing Member) no longer on Schedule A of Ria Advisory Group, Llc (listed 2012-01-25, absent 2019-11-21)
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2020
Ria Advisory Group, Llc reported 16 offices beyond its principal office, up from 11 (2020-06-26 to 2020-08-03)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65fdda04-4c08-bcd4-e687-6d6b6ba907e7
First observed: Dec 21, 2011
Last observed: Jun 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIA ADVISORY GROUP, LLC

CRD 152566

DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65fdda04-4c08-bcd4-e687-6d6b6ba907e7

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMIN ALLEN HECKART

n/a

DES MOINES, IA

BRIAN LEE VESTAL

n/a

DES MOINES, IA

JOHN THOMAS PEAK

n/a

The Villages, FL | DES MOINES, IA | Urbandale, IA

JEFFREY LAWRENCE GIBBONS

n/a

Ames, IA

MARY LOUISE GIBBONS

n/a

DES MOINES, IA | The Villages, FL

DAVID MICHAEL SUNTKEN

n/a

DES MOINES, IA | Ames, IA

Edward Allen Smith

n/a

DES MOINES, IA

CHRISTOPHER JOHN HANSON

n/a

Piedmont, SD | DES MOINES, IA

LAURIE JO KETTERLING

n/a

DES MOINES, IA | Sioux Falls, SD

PATRICK MICHAEL MCCABE

n/a

Sioux Falls, SD | DES MOINES, IA

DANA GENE RAUSCH

n/a

Sioux Falls, SD | DES MOINES, IA

ANDREW HUGHES SUSANIN

n/a

Des Moines, IA | DES MOINES, IA

HOUSTYN PARKER HEINZ

Certified Financial Planner

DES MOINES, IA | Sioux Falls, SD

n/a

Paul Dean Katsion

n/a

DES MOINES, IA | Mount Pleasant, IA

n/a

Tyler Mitchell Bookin-Nosbisch

Certified Financial Planner

DES MOINES, IA

Keaton Falk

n/a

Sioux Falls, SD | DES MOINES, IA

CHRIS WESTON

Certified Financial Planner|Chartered Financial Consultant

DES MOINES, IA

NATHAN DALE FICHTER

n/a

Elk Horn, NE | DES MOINES, IA

Aaron John Hanson

n/a

DES MOINES, IA | Piedmont, SD

n/a

JOHN T LUND

Certified Financial Planner

DES MOINES, IA | Rapid City, SD

Erin Corrinne Roberts

n/a

DES MOINES, IA | Mt Pleasant, IA

n/a

Zachary Veenstra

n/a

Pella, IA | DES MOINES, IA

n/a

TODD WILLIAM ADAMS

n/a

OMAHA, NE | DES MOINES, IA

JEFFREY PAUL STIER

n/a

Apple Valley, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIBBONS, MARY, LOUISE

Cco

yes

10/2019

Nov 21, 2019

Dec 18, 2024

VESTAL, BRIAN, LEE

MANAGING MEMBER

yes

12/2020

Dec 21, 2011

Dec 18, 2024

GIBBONS, JEFFREY, LAWRENCE

MEMBER/OWNER

10/2019

Nov 21, 2019

Dec 18, 2024

HANSON, CHRISTOPHER, JOHN

MEMBER/OWNER

12/2020

Mar 16, 2021

Dec 18, 2024

RAUSCH, DANA, GENE

MEMBER/OWNER

12/2020

Mar 16, 2021

Dec 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JEFFREY STIER

n/a

JOHN T. PEAK, JR.

n/a

MARK ROBINSON

n/a

PAMELA OLINGER

n/a

City

State

Country

Employees

Also broker-dealer

SIOUX FALLS

United States

Ames

United States

MOUNT PLEASANT

United States

APPLE VALLEY

United States

Buffalo

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$568M

$562M

n/a

2024

Mar 18, 2025

$457M

$446M

n/a

2023

Mar 15, 2024

$399M

$392M

n/a

2022

Feb 17, 2023

$346M

$332M

n/a

2021

Mar 28, 2022

$364M

$337M

n/a

2020

Mar 16, 2021

$352M

$260M

n/a

2019

Mar 28, 2020

$130M

$98.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$568M

$457M

24.5%

$346M

18.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BALEFIRE, LLC

Aug 11, 2020

Aug 14, 2020

SIOUX FALLS, SD

Team lift out

RIA to RIA

10.0%