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RIA / WealthAdvisor27 years in industry

CATHERINE BERNICE YOUNG

Advisor at CORIENT

Tulsa, OK

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Search this name across graphsid dfx:ria:d75b01e5-5565-8e78-8d60-988437a90997

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 3, 1999
First registration: Nov 30, 2005
Dual registered: no
Other names: CATHERINE BERNICE YOUNG|CATHERINE BERNICE YOUNG SANDITEN|CATHERINE YOUNG SANDITEN|CATHERINE B YOUNG|CATHERINE BERNICE YOUNG|Catherine Bernice Young|CATHERINE BERNICE GLOCK
IAPD individual key: 3217861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Jul 9, 2026	n/a	yes	Tulsa, OK	Current employment
CAPITAL ADVISORS, INC.	Former SEC adviser	Oct 21, 2014	Jul 17, 2026	no	TULSA, OK\|TULSA, OK	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 22, 2010	Aug 18, 2014	no	Tulsa, OK	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 19, 2009	Nov 17, 2009	no	TULSA, OK\|SAN DIEGO, CA\|TULSA, OK	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Nov 30, 2005	Mar 20, 2009	no	TULSA, OK\|TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ADVISORS, INC.	Corient	Jul 17, 2026	Jul 9, 2026	-8	Bulk transfer	RIA to RIA
CHARLES SCHWAB & CO., INC.	CAPITAL ADVISORS, INC.	Aug 18, 2014	Oct 21, 2014	64	Firm change	Other
LPL FINANCIAL LLC	CHARLES SCHWAB & CO., INC.	Nov 17, 2009	Oct 22, 2010	339	Firm change	Other
CETERA ADVISORS LLC	LPL FINANCIAL LLC	Mar 20, 2009	Mar 19, 2009	-1	Firm change	Other

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 21, 2014 to Jul 17, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 22, 2010 to Aug 18, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 19, 2009 to Nov 17, 2009factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Nov 30, 2005 to Mar 20, 2009factForm ADV

Dated events

No dated event names this entity yet.