J•••• R• A•••••

Advisor at E••••••• C•••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d75d7a5c-851d-78a9-3469-b25fd51a13c6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• C•••••• A•••••••• L••	Independent wealth	Jan 13, 2026	n/a	yes	AURORA, OH	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 9, 2022	n/a	yes	Aurora, OH\|Dublin, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	C••••••••• F•••••••• N••••••	Mar 9, 2022	Mar 9, 2022	0	Firm change	Ibd to ibd
E•••••••• A•••••••• L••	S•••••• W••••• P•••••••• L••	Sep 24, 2019	Jan 9, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
153184:8032:OH:2022-03-08	Mar 9, 2022	Mar 9, 2022	AURORA, OH	Firm change

Relationships

Registered with (4)

→ E••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2025 to Dec 31, 2025factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Mar 9, 2022 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2020 to Mar 9, 2022factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Mar 9, 2022
Advisor changed firm
J•••• R• A••••• left S•••••• W••••• P•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2022-03-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d75d7a5c-851d-78a9-3469-b25fd51a13c6
First observed: Jul 26, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.