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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

ONEAMERICA INVESTMENT ADVISORY SERVICES LLC

CRD 285390

WINDSOR, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d76500be-8d92-cec9-ff13-48dc97a6c65e

Data as of May 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 11
On other graphs: 1
Observed: Oct 7, 2016 to May 5, 2025
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Oneamerica Investment Advisory Services LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.1BItem 5.F on the latest filing (2025-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $591M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 166
Individual clients: 0
High net worth clients: 0
SEC number: 801-108528
CRD: 285390
Filings on the tape: 19
First filed: Oct 7, 2016
Latest filed: May 5, 2025
Organised: Limited Liability Company, IN

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY	Shareholder	E	yes	12/2000	Oct 7, 2016	Mar 28, 2024
DUE, STEPHEN, LANDRUM	GENERAL COUNSEL & SECRETARY	Na	yes	08/2016	Oct 7, 2016	Mar 28, 2024
Estrada, Carolyn, Le Ann	Controller	Na	yes	02/2021	Mar 31, 2021	Mar 28, 2024
MCCARTHY, SANDRA, NMN	President	Na	yes	01/2019	Mar 29, 2019	Mar 28, 2024
MCGOFF, SEAN, PATRICK	CHIEF COMPLIANCE OFFICER	Na	yes	09/2017	Sep 29, 2017	Mar 28, 2024
ONEAMERICA FINANCIAL PARTNERS, INC.	SOLE MEMBER	E	yes	08/2016	Oct 7, 2016	Mar 28, 2024
SANDELSKI, DENNIS, JOSEPH	VP, TAX	Na	yes	02/2020	Mar 31, 2020	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ONEAMERICA ASSET MANAGEMENT, LLC	n/a	Institutional manager	$24B	N	yes	n/a
ONEAMERICA SECURITIES, INC.	n/a	Bd affiliated wealth	$306M	N	no	n/a
AMERICAN UNITED LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wauwatosa	Wi	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 14, 2025	$5.1B	$591M	6	6	0	n/a	n/a
2023	Mar 28, 2024	$5.5B	$701M	6	6	2	n/a	n/a
2022	Mar 27, 2023	$5.6B	$671M	6	6	2	n/a	n/a
2021	Mar 28, 2022	$6.7B	$998M	6	6	2	n/a	n/a
2020	Mar 31, 2021	$5.8B	$5.2B	6	6	2	n/a	n/a
2019	Mar 31, 2020	$6.0B	$5.1B	6	6	3	n/a	n/a
2018	Mar 29, 2019	$5.3B	$4.5B	8	8	4	n/a	n/a
2017	Mar 21, 2018	$5.9B	$5.0B	8	8	3	n/a	n/a
2016	Mar 28, 2017	$7.1B	$5.9B	7	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$5.1B	$5.5B	-6.6%	$6.7B	-8.8%	6	6	0	2

Relationships

Affiliated with (4)

← ONEAMERICA SECURITIES, INC.Registered adviserother investment adviser, common control
factForm ADV
← ONEAMERICA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ ONEAMERICA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserother investment adviser, broker-dealer
factForm ADV

Controls (7)

← MCGOFF, SEAN, PATRICKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 29, 2017 to Mar 28, 2024factForm ADV
← DUE, STEPHEN, LANDRUMOwnerGENERAL COUNSEL & SECRETARY, ownership code NA, individual
Oct 7, 2016 to Mar 28, 2024factForm ADV
← Estrada, Carolyn, Le AnnOwnerCONTROLLER, ownership code NA, individual
Mar 31, 2021 to Mar 28, 2024factForm ADV
← MCCARTHY, SANDRA, NMNOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2019 to Mar 28, 2024factForm ADV
← SANDELSKI, DENNIS, JOSEPHOwnerVP, TAX, ownership code NA, individual
Mar 31, 2020 to Mar 28, 2024factForm ADV
← AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Oct 7, 2016 to Mar 28, 2024factForm ADV
← ONEAMERICA FINANCIAL PARTNERS, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Oct 7, 2016 to Mar 28, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2021
Control person joined
Le Ann Carolyn Estrada (Controller) appeared on Schedule A of Oneamerica Investment Advisory Services Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person left
Granville George Graessle (Controller) no longer on Schedule A of Oneamerica Investment Advisory Services Llc (listed 2020-03-31, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person left
David Jeffrey Holley (Chief Financial Officer) no longer on Schedule A of Oneamerica Investment Advisory Services Llc (listed 2019-04-25, absent 2020-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person left
Charles James Crampton (Tax Director) no longer on Schedule A of Oneamerica Investment Advisory Services Llc (listed 2019-04-25, absent 2020-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2020
Control person joined
Joseph Dennis Sandelski (Avp, Tax) appeared on Schedule A of Oneamerica Investment Advisory Services Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
John Andrew Michie (Controller) no longer on Schedule A of Oneamerica Investment Advisory Services Llc (listed 2018-03-21, absent 2019-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
Andrew Peter Welsh (President) no longer on Schedule A of Oneamerica Investment Advisory Services Llc (listed 2018-03-21, absent 2019-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
Sandra Mccarthy (President) appeared on Schedule A of Oneamerica Investment Advisory Services Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
Granville George Graessle (Controller) appeared on Schedule A of Oneamerica Investment Advisory Services Llc
Form ADVobserved 5 days ago
Occurred
Oct 7, 2016
First Form ADV filing
Oneamerica Investment Advisory Services Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Oneamerica Investment Advisory Services Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $5.1B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d76500be-8d92-cec9-ff13-48dc97a6c65e
First observed: Oct 7, 2016
Last observed: May 5, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ONEAMERICA INVESTMENT ADVISORY SERVICES LLC

CRD 285390

WINDSOR, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d76500be-8d92-cec9-ff13-48dc97a6c65e

Data as of May 5, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMERICAN UNITED MUTUAL INSURANCE HOLDING COMPANY

Shareholder

yes

12/2000

Oct 7, 2016

Mar 28, 2024

DUE, STEPHEN, LANDRUM

GENERAL COUNSEL & SECRETARY

yes

08/2016

Oct 7, 2016

Mar 28, 2024

Estrada, Carolyn, Le Ann

Controller

yes

02/2021

Mar 31, 2021

Mar 28, 2024

MCCARTHY, SANDRA, NMN

President

yes

01/2019

Mar 29, 2019

Mar 28, 2024

MCGOFF, SEAN, PATRICK

CHIEF COMPLIANCE OFFICER

yes

09/2017

Sep 29, 2017

Mar 28, 2024

ONEAMERICA FINANCIAL PARTNERS, INC.

SOLE MEMBER

yes

08/2016

Oct 7, 2016

Mar 28, 2024

SANDELSKI, DENNIS, JOSEPH

VP, TAX

yes

02/2020

Mar 31, 2020

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ONEAMERICA ASSET MANAGEMENT, LLC

n/a

Institutional manager

$24B

yes

n/a

ONEAMERICA SECURITIES, INC.

n/a

Bd affiliated wealth

$306M

n/a

AMERICAN UNITED LIFE INSURANCE COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wauwatosa

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 14, 2025

$5.1B

$591M

n/a

2023

Mar 28, 2024

$5.5B

$701M

n/a

2022

Mar 27, 2023

$5.6B

$671M

n/a

2021

Mar 28, 2022

$6.7B

$998M

n/a

2020

Mar 31, 2021

$5.8B

$5.2B

n/a

2019

Mar 31, 2020

$6.0B

$5.1B

n/a

2018

Mar 29, 2019

$5.3B

$4.5B

n/a

2017

Mar 21, 2018

$5.9B

$5.0B

n/a

2016

Mar 28, 2017

$7.1B

$5.9B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$5.1B

$5.5B

-6.6%

$6.7B

-8.8%