DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
JUPITER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | JUPITER, FL | Current employment |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Apr 6, 2018 | Oct 11, 2024 | no | Jupiter, FL|HOLBROOK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| P••••••••• P••••••• S••••••• | A••••••• P••••••••• A•••••••• I•• | Mar 27, 2018 | Apr 6, 2018 |
| P••••••••• P••••••• S••••••• | Former SEC adviser | Aug 25, 2014 | Mar 27, 2018 | no | HOLBROOK, NY|BOCA RATON, FL|Jupiter, FL | Previous registration |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Mar 1, 2004 | Aug 4, 2014 | no | HOLBROOK, NY | Previous registration |
| 10 |
| Firm change |
| Other |
| A••••••• P••••••••• A•••••••• I•• | P••••••••• P••••••• S••••••• | Aug 4, 2014 | Aug 25, 2014 | 21 | Firm change | Other |