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J•••• M•••• P• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• M•••• P• S•••••••

Advisor at V••••• W••••• S••••••••• L••

Lake Forest, CA

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Search this name across graphsid dfx:ria:d76cb900-4138-31c8-2cd1-ea412a0d8a5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• W••••• S••••••••• L••	Independent wealth	Oct 20, 2017	n/a	yes	Lake Forest, CA	Current employment
V••••• W••••• S•••••••••	n/a	May 16, 2017	Dec 31, 2017	no	Lake Forest, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• W••••• S•••••••••	V••••• W••••• S••••••••• L••	Dec 31, 2017	Oct 20, 2017	-72	Firm change after gap	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	V••••• W••••• S•••••••••	Dec 6, 2017	May 16, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
282275:289737:CA:2017-12-31	Dec 31, 2017	Oct 20, 2017	LAKE FOREST, CA	Firm change after gap
29604:282275:CA:2017-11-29	Dec 6, 2017	May 16, 2017	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (3)

→ V••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Oct 20, 2017 to presentfactForm ADV
→ V••••• W••••• S•••••••••Registered adviserregistration: previous registration
May 16, 2017 to Dec 31, 2017factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Dec 28, 2000 to Dec 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d76cb900-4138-31c8-2cd1-ea412a0d8a5e
First observed: Dec 28, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.