DFX Intelligence

B•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B•••••••• L••

CRD 306095

NEW YORK, NY

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Search this name across graphsid dfx:ria:d7707164-bce7-7e0e-6a87-9a210458d885

Data as of Apr 18, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 1
Observed: Jul 23, 2021 to Apr 18, 2022
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

B•••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $152M••• Locked
Discretionary RAUM: $79.3M
Private client RAUM: $25.6Mderived••• Locked
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• F••• •	Venture Capital Fund	$95.3M	Jan 14, 2020	3	Jan 8, 2020	dropped	n/a
B••••••• F•• L••	Other Private Fund	$10.2M	Jul 23, 2021

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• M••••••• L••	M•••••• O• B•••••••• L••	Na	yes	11/2017	Jul 23, 2021	Apr 18, 2022
H•••••• G••••••• P•••••	SOLE MEMBER	E	yes	10/2017	Jul 23, 2021	Apr 18, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• P••••••• G•• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$152M	$79.3M	6	3	0	5	$121M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$152M	n/a	n/a	n/a	n/a	6	n/a	0	n/a

Relationships

Owns (2)

← M••••••• K••••• A••••OwnerMEMBER OF B•••••••• L••, ownership code A, individual
Jul 23, 2021 to presentfactForm ADV
← P•••••••• L••••••• A••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV

Controls (4)

← H•••••• G••••••• P•••••OwnerSOLE MEMBER, ownership code E, individual
Jul 23, 2021 to presentfactForm ADV
← K•••••• K••••••OwnerTRUSTEE, ownership code E, individual

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-162M
Occurred
Mar 31, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 23, 2021
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7707164-bce7-7e0e-6a87-9a210458d885
First observed: Jul 23, 2021
Last observed: Apr 18, 2022 53 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.