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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

BENJAMIN ELIE ASLAN

Advisor at MORGAN STANLEY

Los Gatos, CA | LOS GATOS, CA

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Search this name across graphsid dfx:ria:d77758a2-233a-3c07-f9d8-e6ec794c12a4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 21, 1997
First registration: Jul 20, 2004
Dual registered: yes, broker-dealer
Other names: BEN ASLAN
IAPD individual key: 2920808

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 5, 2020	n/a	yes	Los Gatos, CA\|LOS GATOS, CA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 6, 2012	Jun 16, 2020	no	LOS GATOS, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Feb 14, 2012	no	SAN FRANCISCO, CA\|SAN JOSE, CA\|GLEN BURNIE, MD\|SAN JOSE, CA\|SAN FRANCISCO, CA\|MOUNTAIN VIEW, CA\|PASADENA, CA\|LOS ALTOS, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jul 20, 2004	May 29, 2007	no	LOS ALTOS, CA\|LOS ALTOS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Jun 16, 2020	Jun 5, 2020	-11	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Feb 14, 2012	Feb 6, 2012	-8	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 5, 2020 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 6, 2012 to Jun 16, 2020factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Feb 14, 2012factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jul 20, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.