DFX Intelligence

K•••• K• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)21 years in industry

K•••• K• S••••••

Advisor at O•••• W•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d77e8056-9a68-ef0e-6d39-f250339b1df8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 1, 2024	n/a	yes	MAUMEE, OH\|MORENCI, MI\|ADRIAN , MI	Current employment
S••	Bd affiliated wealth	Aug 30, 2013	Apr 1, 2024	no	ADRIAN, MI\|ANN ARBOR, MI\|Maumee, OH\|Morenci, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	O•••• W•••••• I•••	Apr 1, 2024	Apr 1, 2024	0	Firm change	Ibd to ibd
T••••••• I••••••••• M••••••••• I•••	S••	Dec 18, 2006	Oct 6, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
110692:23131:OH:2024-04-01	Apr 1, 2024	Apr 1, 2024	MAUMEE, OH	Firm change

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 1, 2024 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Aug 30, 2013 to Apr 1, 2024factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2005 to Dec 18, 2006factForm ADV

Dated events

Occurred
Apr 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d77e8056-9a68-ef0e-6d39-f250339b1df8
First observed: Mar 2, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.