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D•••• L• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D•••• L• M•••••••

Advisor at T•• P•••••• C••••• A••••••• G••••• L••

CINNAMINSON, NJ | MANASQUAN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7871441-6e3c-677b-d04d-25d16fba1b30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P•••••• C••••• A••••••• G••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P•••••• C••••• A••••••• G••••• L••	Former SEC adviser	Mar 18, 2021	n/a	yes	CINNAMINSON, NJ\|MANASQUAN, NJ	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jan 2, 2013	Feb 16, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	T•• P•••••• C••••• A••••••• G••••• L••	Feb 16, 2018	Mar 18, 2021	1,126	Firm change after gap	Other
C••••• A•••••• N••••••• L••	I••••• F•••••••• C•••••••••	Jan 16, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:311221:WI:2018-02-14	Feb 16, 2018	Mar 18, 2021	APPLETON, WI	Firm change after gap

Relationships

Registered with (5)

→ T•• P•••••• C••••• A••••••• G••••• L••Registered adviserregistration: current employment
Mar 18, 2021 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 2, 2013 to Feb 16, 2018factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 10, 2008 to Jan 16, 2013factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7871441-6e3c-677b-d04d-25d16fba1b30
First observed: May 14, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.