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RIA / WealthAdvisor10 years in industry

Stephen Warren

Advisor at SERAPHIM WEALTH ADVISORS, INC.

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7901687-e394-5abe-332d-3b0465ff4df9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SERAPHIM WEALTH ADVISORS, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 28, 2018
First registration: Aug 6, 2018
Dual registered: no
Other names: STEPHEN GARNETT WARREN
IAPD individual key: 5782386

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SERAPHIM WEALTH ADVISORS, INC.	State registered	May 8, 2026	n/a	yes	ATLANTA, GA	Current employment
SERAPHIM WEALTH ADVISORS, INC.	State registered	Aug 18, 2020	Dec 31, 2025	no	ATLANTA, GA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 23, 2019	Aug 21, 2020	no	Atlanta, GA	Previous registration
EDWARD JONES	National bd RIA	Aug 6, 2018	Oct 30, 2019	no	Atlanta, GA\|ST LOUIS, MO\|Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	SERAPHIM WEALTH ADVISORS, INC.	Aug 21, 2020	Aug 18, 2020	-3	Firm change	Ibd to state RIA
EDWARD JONES	MML INVESTORS SERVICES, LLC	Oct 30, 2019	Dec 23, 2019	54	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ SERAPHIM WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 18, 2020 to Dec 31, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Dec 23, 2019 to Aug 21, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 6, 2018 to Oct 30, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7901687-e394-5abe-332d-3b0465ff4df9
First observed: Aug 6, 2018
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Stephen Warren

Advisor at SERAPHIM WEALTH ADVISORS, INC.

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7901687-e394-5abe-332d-3b0465ff4df9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SERAPHIM WEALTH ADVISORS, INC.

State registered

May 8, 2026

n/a

yes

ATLANTA, GA

Current employment

SERAPHIM WEALTH ADVISORS, INC.

State registered

Aug 18, 2020

Dec 31, 2025

ATLANTA, GA

Previous registration

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Dec 23, 2019

Aug 21, 2020

Atlanta, GA

Previous registration

EDWARD JONES

National bd RIA

Aug 6, 2018

Oct 30, 2019

Atlanta, GA|ST LOUIS, MO|Atlanta, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MML INVESTORS SERVICES, LLC

SERAPHIM WEALTH ADVISORS, INC.

Aug 21, 2020

Aug 18, 2020

-3

Firm change

Ibd to state RIA

EDWARD JONES

MML INVESTORS SERVICES, LLC

Oct 30, 2019

Dec 23, 2019

Firm change

Ibd to ibd