DFX Intelligence

B•••• M••••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst26 years in industry

B•••• M••••••• D•••••••••

Advisor at D••••••••• W••••• M•••••••••

PALATINE, IL

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Search this name across graphsid dfx:ria:d7910c9b-07c7-1560-0715-6f1a14a0f512

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• M•••••••••	Independent wealth	Nov 29, 2001	n/a	yes	PALATINE, IL	Current employment
Q•••••• I••••••••• M••••••••• L••	n/a	Nov 30, 2004	Dec 31, 2007	no	PALATINE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• I••••••••• M••••••••• L••	n/a	Dec 31, 2007	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ D••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 29, 2001 to presentfactForm ADV
→ Q•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2004 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7910c9b-07c7-1560-0715-6f1a14a0f512
First observed: Nov 30, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.