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R•••••• P••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

R•••••• P••• H•••••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

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Search this name across graphsid dfx:ria:d7a0a791-188d-daad-6ef6-7ee0a226319a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Aug 13, 2018	n/a	yes	West Des Moines, IA	Current employment
F•• I••••••••• M••••••••• S•••••••• I•••	Former SEC adviser	Jan 4, 2010	Aug 10, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I••••••••• M••••••••• S•••••••• I•••	F•• W••••• M••••••••• L••	Aug 10, 2018	Aug 13, 2018	3	Bulk transfer	Other

Relationships

Registered with (2)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 13, 2018 to presentfactForm ADV
→ F•• I••••••••• M••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2010 to Aug 10, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7a0a791-188d-daad-6ef6-7ee0a226319a
First observed: Jan 4, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.