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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

NORTHEAST INVESTMENT MANAGEMENT INC

CRD 105051

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7a514f4-59d6-576c-8916-78ff979e094e

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Dec 22, 2011 to Feb 19, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.3BItem 5.F on the latest filing (2026-02-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.2B
Private client RAUM: $3.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $364Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 25
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,651
Individual clients: 1,077
High net worth clients: 549
Custody, client assets: $3.2B
SEC number: 801-22437
CIK: 1082215
CRD: 105051
Filings on the tape: 26
First filed: Dec 22, 2011
Latest filed: Feb 19, 2026
Organised: Corporation, MA
Website: northeastinvest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NANCY MARIE MULLIGAN	Certified Financial Planner	BOSTON, MA	18	27	n/a	no
JOHN FRANK FRANCINI	Chartered Financial Analyst	BOSTON, MA	18	34	n/a	no
DANIEL COSTA	Certified Financial Planner	Boston, MA \| BOSTON, MA	17	23	n/a	no
JOHN ROBERT LAWRIE	Chartered Financial Analyst	BOSTON, MA	12	19	n/a	no
ROBERT MICHAEL KANE	Certified Financial Planner	BOSTON, MA	9	13	n/a	no
JUSTIN E OATES	Certified Financial Planner	BOSTON, MA	6	15	n/a	no
James W Murphy	Certified Financial Planner	Boston, MA \| BOSTON, MA	6	15	n/a	no
Christopher Paul Harris	Certified Financial Planner	BOSTON, MA	5	10	n/a	no
Colin P Molloy	Chartered Financial Analyst	BOSTON, MA	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRANCINI, JOHN, FRANK	DIRECTOR DIRECTOR	B	yes	08/2012	Feb 19, 2026	Feb 19, 2026
LAWRIE, JOHN, ROBERT	Director	B	yes	01/2019	Feb 19, 2026	Feb 19, 2026
MANOOGIAN, RICHARD, GEORGE	CCO, CFO & DIRECTOR	B	yes	08/2012	Feb 19, 2026	Feb 19, 2026
OATES, JUSTIN, E	Director	B	yes	08/2012	Feb 19, 2026	Feb 19, 2026
MULLIGAN, NANCY, MARIE	PRESIDENT & DIRECTOR	B	yes	01/2017	Mar 1, 2013	Sep 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Concord	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 19, 2026	$3.3B	$3.2B	25	11	1	n/a	n/a
2024	Feb 14, 2025	$2.9B	$2.9B	26	9	1	n/a	n/a
2023	Feb 28, 2024	$2.5B	$2.5B	26	9	1	n/a	n/a
2022	Mar 2, 2023	$2.1B	$2.1B	26	9	0	n/a	n/a
2021	Mar 22, 2022	$2.7B	$2.6B	26	9	0	n/a	n/a
2020	Mar 17, 2021	$2.2B	$2.2B	23	9	0	n/a	n/a
2019	Mar 11, 2020	$1.9B	$1.8B	23	9	0	n/a	n/a
2018	Mar 15, 2019	$1.5B	$1.5B	22	8	0	n/a	n/a
2017	Mar 15, 2018	$1.6B	$1.6B	22	8	0	n/a	n/a
2016	Mar 16, 2017	$1.4B	$1.4B	21	7	n/a	n/a	n/a
2015	Mar 15, 2016	$1.3B	$1.3B	22	8	n/a	n/a	n/a
2014	Mar 9, 2015	$1.3B	$1.3B	22	9	n/a	n/a	n/a
2013	Mar 17, 2014	$1.3B	$1.2B	22	9	n/a	n/a	n/a
2012	Mar 1, 2013	$1.1B	$1.0B	22	8	n/a	n/a	n/a
2011	Feb 28, 2012	$1.0B	$986M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.3B	$2.9B	11.4%	$2.1B	15.1%	25	26	1	1

Relationships

Registered with (11)

← Colin P MolloyAdvisorregistration: current employment
Apr 16, 2026 to presentfactForm ADV
← Christopher Paul HarrisAdvisorregistration: current employment
Jun 24, 2021 to presentfactForm ADV
← JUSTIN E OATESAdvisorregistration: current employment
Mar 12, 2020 to presentfactForm ADV
← James W MurphyAdvisorregistration: current employment
Mar 12, 2020 to presentfactForm ADV
← ROBERT MICHAEL KANEAdvisorregistration: current employment
Jan 30, 2017 to presentfactForm ADV
← JOHN ROBERT LAWRIEAdvisorregistration: current employment
Nov 12, 2013 to presentfactForm ADV
← DANIEL COSTAAdvisorregistration: current employment
Mar 18, 2009 to presentfactForm ADV
← JOHN FRANK FRANCINIAdvisorregistration: current employment
Apr 2, 2008 to presentfactForm ADV
← NANCY MARIE MULLIGANAdvisorregistration: current employment
Mar 17, 2008 to presentfactForm ADV
← CHAPIN POTTER MECHEMAdvisorregistration: previous registration
Apr 2, 2008 to Feb 1, 2011factForm ADV
← GORDON CHESTER BARRETTAdvisorregistration: previous registration
Jun 18, 2008 to Oct 29, 2010factForm ADV

Affiliated with (1)

← NORTHEAST MANAGEMENT & RESEARCH CO., INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

← FRANCINI, JOHN, FRANKOwnerDIRECTOR, ownership code B, individual
Mar 1, 2013 to Sep 30, 2024factForm ADV
← MULLIGAN, NANCY, MARIEOwnerPRESIDENT & DIRECTOR, ownership code B, individual
Mar 1, 2013 to Sep 30, 2024factForm ADV
← OATES, JUSTIN, EOwnerDIRECTOR, ownership code B, individual
Mar 1, 2013 to Sep 30, 2024factForm ADV
← MANOOGIAN, RICHARD, GEORGEOwnerCCO, CFO & DIRECTOR, ownership code B, individual
Dec 22, 2011 to Sep 30, 2024factForm ADV
← LAWRIE, JOHN, ROBERTOwnerDIRECTOR, ownership code B, individual
Mar 11, 2020 to Sep 30, 2024factForm ADV

Dated events

Occurred
Mar 17, 2021
Control person left
Boushall Thomas Moore (Director) no longer on Schedule A of Northeast Investment Management Inc (listed 2020-06-26, absent 2021-03-17)
Form ADVobserved 5 days ago
Occurred
Mar 11, 2020
Control person joined
Robert John Lawrie (Director) appeared on Schedule A of Northeast Investment Management Inc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7a514f4-59d6-576c-8916-78ff979e094e
First observed: Dec 22, 2011
Last observed: Feb 19, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHEAST INVESTMENT MANAGEMENT INC

CRD 105051

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7a514f4-59d6-576c-8916-78ff979e094e

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NANCY MARIE MULLIGAN

Certified Financial Planner

BOSTON, MA

n/a

JOHN FRANK FRANCINI

Chartered Financial Analyst

BOSTON, MA

n/a

DANIEL COSTA

Certified Financial Planner

Boston, MA | BOSTON, MA

n/a

JOHN ROBERT LAWRIE

Chartered Financial Analyst

BOSTON, MA

n/a

ROBERT MICHAEL KANE

Certified Financial Planner

BOSTON, MA

n/a

JUSTIN E OATES

Certified Financial Planner

BOSTON, MA

n/a

James W Murphy

Certified Financial Planner

Boston, MA | BOSTON, MA

n/a

Christopher Paul Harris

Certified Financial Planner

BOSTON, MA

n/a

Colin P Molloy

Chartered Financial Analyst

BOSTON, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRANCINI, JOHN, FRANK

DIRECTOR DIRECTOR

yes

08/2012

Feb 19, 2026

LAWRIE, JOHN, ROBERT

Director

yes

01/2019

Feb 19, 2026

MANOOGIAN, RICHARD, GEORGE

CCO, CFO & DIRECTOR

yes

08/2012

Feb 19, 2026

OATES, JUSTIN, E

Director

yes

08/2012

Feb 19, 2026

MULLIGAN, NANCY, MARIE

PRESIDENT & DIRECTOR

yes

01/2017

Mar 1, 2013

Sep 30, 2024

City

State

Country

Employees

Also broker-dealer

Concord

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 19, 2026

$3.3B

$3.2B

n/a

2024

Feb 14, 2025

$2.9B

n/a

2023

Feb 28, 2024

$2.5B

n/a

2022

Mar 2, 2023

$2.1B

n/a

2021

Mar 22, 2022

$2.7B

$2.6B

n/a

2020

Mar 17, 2021

$2.2B

n/a

2019

Mar 11, 2020

$1.9B

$1.8B

n/a

2018

Mar 15, 2019

$1.5B

n/a

2017

Mar 15, 2018

$1.6B

n/a

2016

Mar 16, 2017

$1.4B

n/a

2015

Mar 15, 2016

$1.3B

n/a

2014

Mar 9, 2015

$1.3B

n/a

2013

Mar 17, 2014

$1.3B

$1.2B

n/a

2012

Mar 1, 2013

$1.1B

$1.0B

n/a

2011

Feb 28, 2012

$1.0B

$986M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.3B

$2.9B

11.4%

$2.1B

15.1%