DFX Intelligence

N••••••• F•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

N••••••• F•••••••• L••

CRD 325945

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:d7c11ab9-91cf-1926-a329-023af8dc9513

Data as of Jan 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 1
Observed: May 1, 2023 to Jan 30, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

N••••••• F•••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.15 fund_share=0.0 institutional_share=0.85 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $338M••• Locked
Discretionary RAUM: $79.6M
Private client RAUM: $50.0Mderived••• Locked
Private client share: 15%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $113Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••••••• W••• D•••••	n/a	SALT LAKE CITY, UT	3	24	3	no
D••••• M••••• B••••••	n/a	SALT LAKE CITY, UT	1	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• B•••••••• W•••	MEMBER & CHIEF COMPLIANCE OFFICER	D	yes	06/2023	Jun 1, 2023	Sep 4, 2024
S••••• T••••••	Member	D	yes	06/2023	Jun 1, 2023	Sep 4, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$338M	$300M	12.6%	n/a	n/a	3	2	0	0

Relationships

Registered with (3)

← M•••••• J••• P•••••••Advisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← D••••• M••••• B••••••Advisorregistration: current employment
Nov 25, 2024 to presentfactForm ADV
← B••••••• W••• D•••••Advisorregistration: current employment
Jun 1, 2023 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Mar 15, 2024
Succession filed (Item 4)
N••••••• F•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Jun 1, 2023
Control person joined
Tiffany Smith (Managing Member) appeared on Schedule A of N••••••• F•••••••• L••
Form ADVobserved 7 days ago
Occurred
Jun 1, 2023
Control person joined
West Benjamin Driggs (Chief Compliance Officer) appeared on Schedule A of N••••••• F•••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7c11ab9-91cf-1926-a329-023af8dc9513
First observed: May 1, 2023
Last observed: Jan 30, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.