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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
INDIANAPOLIS, IN | Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 28, 2017 | n/a | yes | Indianapolis, IN|INDIANAPOLIS, IN | Current employment |
| CITY SECURITIES CORPORATION | Former SEC adviser | Feb 23, 2006 | Feb 28, 2017 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITY SECURITIES CORPORATION | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Feb 28, 2017 | Feb 28, 2017 | 0 | Bulk transfer | Other |