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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

NEUMANN ADVISORY HONG KONG LIMITED

CRD 284666

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7cfb6a1-0a64-701b-a77c-84b64604cf3c

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Apr 16, 2020 to Feb 23, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $623MItem 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $623M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
SEC number: 801-118751
CIK: 1727862
CRD: 284666
Filings on the tape: 11
First filed: Apr 16, 2020
Latest filed: Feb 23, 2026
Organised: Other (specify)
Website: neumannadvisors.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NEUMANN CAPITAL	Hedge Fund	$394M	Mar 18, 2024	44	Aug 10, 2016	reported	021-280917
CASSINI PARTNERS, L.P. - NEUMANN ADVISORY HONG KONG LIMITED SERIES	Hedge Fund	$58.5M	Mar 18, 2024	2	Mar 15, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEUNG, YEE TING	EXECUTIVE DIRECTOR	Na	yes	04/2021	Apr 16, 2020	Mar 18, 2024
NEUMANN ADVISORS	SOLE SHAREHOLDER	E	yes	10/2015	Apr 16, 2020	Mar 18, 2024
NEUMANN GROUP LIMITED	Shareholder	E	yes	10/2015	Apr 16, 2020	Mar 18, 2024
SUN, JIE	EXECUTIVE DIRECTOR AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 15, 2022	Mar 18, 2024
ZHANG FEI, FISHER	Shareholder	E	yes	10/2015	Apr 16, 2020	Mar 18, 2024
ZHANG FEI, FISHER	Director	Na	yes	10/2015	Apr 16, 2020	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEUMANN TECHNOLOGY LIMITED	n/a	n/a	n/a	Y	yes	n/a
SHANGHAI NEUMANN INTELLIGENCE LIMITED	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 23, 2026	$623M	$623M	5	3	2	n/a
2024	Mar 10, 2025	$505M	$505M	5	3	2	n/a
2023	Mar 18, 2024	$452M	$452M	5	2	2	$452M
2022	Mar 27, 2023	$371M	$371M	4	2	2	$371M
2021	Mar 15, 2022	$755M	$755M	4	2	2	$719M
2020	Mar 16, 2021	$694M	$694M	4	2	1	$556M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$623M	$505M	23.3%	$371M	18.8%	5	5	0	0

Relationships

Advises (2)

→ NEUMANN CAPITALPrivate fundHedge Fund, IA
Aug 10, 2016 to presentfactForm ADV
→ CASSINI PARTNERS, L.P. - NEUMANN ADVISORY HONG KONG LIMITED SERIESPrivate fundHedge Fund, IA
Mar 15, 2022 to presentfactForm ADV

Controls (5)

← ZHANG FEI, FISHEROwnerSHAREHOLDER, ownership code E, individual
Apr 16, 2020 to Mar 18, 2024factForm ADV
← LEUNG, YEE TINGOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Apr 16, 2020 to Mar 18, 2024factForm ADV
← SUN, JIEOwnerEXECUTIVE DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 15, 2022 to Mar 18, 2024factForm ADV
← NEUMANN ADVISORSOwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Apr 16, 2020 to Mar 18, 2024factForm ADV
← NEUMANN GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 16, 2020 to Mar 18, 2024factForm ADV

Dated events

Occurred
Mar 27, 2023
Regulatory AUM changed
Neumann Advisory Hong Kong Limited reported RAUM $371.3M, down 51% from $754.7M (2022-10-05 to 2023-03-27)
Form ADVobserved 4 days ago
$-383M
Occurred
Mar 15, 2022
Control person joined
Jie Sun (Executive Director And Chief Compliance Officer) appeared on Schedule A of Neumann Advisory Hong Kong Limited
Form ADVobserved 4 days ago
Occurred
Mar 16, 2021
Regulatory AUM changed
Neumann Advisory Hong Kong Limited reported RAUM $693.9M, up 190% from $239.5M (2020-05-18 to 2021-03-16)
Form ADVobserved 4 days ago
$454M
Occurred
Apr 16, 2020
First Form ADV filing
Neumann Advisory Hong Kong Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7cfb6a1-0a64-701b-a77c-84b64604cf3c
First observed: Apr 16, 2020
Last observed: Feb 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEUMANN ADVISORY HONG KONG LIMITED

CRD 284666

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7cfb6a1-0a64-701b-a77c-84b64604cf3c

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NEUMANN CAPITAL

Hedge Fund

$394M

Mar 18, 2024

Aug 10, 2016

reported

021-280917

CASSINI PARTNERS, L.P. - NEUMANN ADVISORY HONG KONG LIMITED SERIES

Hedge Fund

$58.5M

Mar 18, 2024

Mar 15, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEUNG, YEE TING

EXECUTIVE DIRECTOR

yes

04/2021

Apr 16, 2020

Mar 18, 2024

NEUMANN ADVISORS

SOLE SHAREHOLDER

yes

10/2015

Apr 16, 2020

Mar 18, 2024

NEUMANN GROUP LIMITED

Shareholder

yes

10/2015

Apr 16, 2020

Mar 18, 2024

SUN, JIE

EXECUTIVE DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 15, 2022

Mar 18, 2024

ZHANG FEI, FISHER

Shareholder

yes

10/2015

Apr 16, 2020

Mar 18, 2024

ZHANG FEI, FISHER

Director

yes

10/2015

Apr 16, 2020

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEUMANN TECHNOLOGY LIMITED

n/a

yes

n/a

SHANGHAI NEUMANN INTELLIGENCE LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

$623M

n/a

2024

Mar 10, 2025

$505M

n/a

2023

Mar 18, 2024

$452M

2022

Mar 27, 2023

$371M

2021

Mar 15, 2022

$755M

$719M

2020

Mar 16, 2021

$694M

$556M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$623M

$505M

23.3%

$371M

18.8%