DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
VANCOUVER, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 16, 2003 | n/a | yes | VANCOUVER, WA | Current employment |
| F•••••••• A•••••••• A••••••• S••••••• | Former SEC adviser | Oct 2, 2013 | May 23, 2016 | no | OLYMPIA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A•••••••• A••••••• S••••••• | n/a | May 23, 2016 | n/a | n/a | Departure no registered destination | Departure |
| L••••• W••••• M••••••••• | F•••••••• A•••••••• A••••••• S••••••• | Jan 1, 2008 | Oct 2, 2013 | 2,101 |
| L••••• W••••• M••••••••• | n/a | Apr 15, 2004 | Jan 1, 2008 | no | VANCOUVER, WA | Previous registration |
| V••••••• I••••••••• A•••••••• I••• | n/a | Jun 8, 1998 | Dec 19, 2003 | no | VANCOUVER, WA | Previous registration |
| Firm change after gap |
| Other |
| V••••••• I••••••••• A•••••••• I••• | L•• F•••••••• L•• | Dec 19, 2003 | Dec 16, 2003 | -3 | Firm change | Other |