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Advisor at STRATOS WEALTH PARTNERS, LTD
Powell, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Oct 1, 2010 | n/a | yes | Powell, OH | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 1, 2010 | no | Dublin, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 30, 2006 | Jun 1, 2009 | no | DUBLIN, OH | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 10, 2002 | Dec 6, 2006 | no | DUBLIN, OH|DUBLIN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | STRATOS WEALTH PARTNERS, LTD | Oct 1, 2010 | Oct 1, 2010 | 0 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Dec 6, 2006 | Nov 30, 2006 | -6 | Firm change | Other |