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Advisor at OSAIC WEALTH, INC.
COSTA MESA, CA | Huntington Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | Huntington Beach, CA|COSTA MESA, CA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 10, 2012 | Jan 19, 2024 | no | COSTA MESA, CA|TUSTIN, CA|COSTA MESA, CA|TUSTIN, CA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Dec 16, 2008 | Apr 12, 2012 | no | NEWPORT BEACH, CA|TUSTIN, CA | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Feb 3, 2003 | Dec 26, 2008 | no | TUSTIN, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| NEXT FINANCIAL GROUP, INC. | WOODBURY FINANCIAL SERVICES, INC. | Apr 12, 2012 | Apr 10, 2012 | -2 | Firm change | Other |
| SUMMIT FINANCIAL GROUP INC | NEXT FINANCIAL GROUP, INC. | Dec 26, 2008 | Dec 16, 2008 | -10 | Firm change | Other |