DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Barrington, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Barrington, IL | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 30, 2005 | Jun 1, 2009 | no | BARRINGTON, IL|BARRINGTON, IL | Previous registration |
| SECU BROKERAGE SERVICES | n/a | Apr 29, 2003 | Oct 3, 2005 | no | DES PLAINES, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| SECU BROKERAGE SERVICES | CITIGROUP GLOBAL MARKETS INC. | Oct 3, 2005 | Sep 30, 2005 | -3 | Firm change | Other |