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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

Roberto Luis Perdomo

Advisor at ADVICE AND PLANNING SERVICES

ATLANTA, GA | Roswell, GA

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Search this name across graphsid dfx:ria:d7deb609-3f0c-8d2b-e5da-17932415756c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Jul 12, 2019
First registration: Jan 7, 2020
Dual registered: yes, broker-dealer
Other names: ROBERTO LUIS PERDOMO|Robert Luis Perdomo|Robert Lu Perdomo|Roberto L Perdomo|Robert L. Perdomo
IAPD individual key: 6834416

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 3, 2023	n/a	yes	ATLANTA, GA\|Roswell, GA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 6, 2022	Oct 6, 2023	no	ATLANTA, GA\|Atlanta, GA\|Atlanta, GA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 23, 2021	Jul 12, 2022	no	Alpharetta, GA\|ARLINGTON, VA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 16, 2021	Nov 5, 2021	no	Atlanta, GA	Previous registration
EDWARD JONES	National bd RIA	Jan 7, 2020	Apr 1, 2021	no	Athens, GA\|ST LOUIS, MO\|Woodstock, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Oct 6, 2023	Nov 3, 2023	28	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	J.P. MORGAN SECURITIES LLC	Jul 12, 2022	Jul 6, 2022	-6	Firm change	RIA to wirehouse
MML INVESTORS SERVICES, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Nov 5, 2021	Nov 23, 2021	18	Firm change	Ibd to RIA
EDWARD JONES	MML INVESTORS SERVICES, LLC	Apr 1, 2021	Jul 16, 2021	106	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 6, 2022 to Oct 6, 2023factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 23, 2021 to Jul 12, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jul 16, 2021 to Nov 5, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 7, 2020 to Apr 1, 2021factForm ADV

Dated events

Occurred
Oct 6, 2023
Advisor changed firm
Roberto Luis Perdomo left J.P. Morgan Securities Llc for Advice And Planning Services (registered 2023-11-03)
Form ADVobserved 4 days ago
Occurred
Jul 12, 2022
Advisor changed firm
Roberto Luis Perdomo left E*Trade Capital Management, Llc for J.P. Morgan Securities Llc (registered 2022-07-06)
Form ADVobserved 4 days ago