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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

LORRIE ANN MINOR

Advisor at CARDINAL MARK LLC

GLENCOE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7dfa84c-9e2b-dc38-c0c3-0f1b41c539f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARDINAL MARK LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S65
First exam: Mar 30, 2001
First registration: Nov 11, 1999
Dual registered: no
IAPD individual key: 4527836

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARDINAL MARK LLC	State registered	May 25, 2007	n/a	yes	GLENCOE, IL	Current employment
LEARNVEST PLANNING SERVICES, LLC	Former SEC adviser	Mar 27, 2013	May 13, 2014	no	CHICAGO, IL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 31, 2002	Apr 12, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Nov 11, 1999	Jul 23, 2002	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEARNVEST PLANNING SERVICES, LLC	n/a	May 13, 2014	n/a	n/a	Departure no registered destination	Departure
UBS FINANCIAL SERVICES INC.	CARDINAL MARK LLC	Apr 12, 2007	May 25, 2007	43	Firm change	Wirehouse to state RIA
ERNST & YOUNG INVESTMENT ADVISERS LLP	UBS FINANCIAL SERVICES INC.	Jul 23, 2002	Jul 31, 2002	8	Firm change	Other

Relationships

Registered with (4)

→ CARDINAL MARK LLCRegistered adviserregistration: current employment
May 25, 2007 to presentfactForm ADV
→ LEARNVEST PLANNING SERVICES, LLCRegistered adviserregistration: previous registration
Mar 27, 2013 to May 13, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 31, 2002 to Apr 12, 2007factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Nov 11, 1999 to Jul 23, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7dfa84c-9e2b-dc38-c0c3-0f1b41c539f9
First observed: Nov 11, 1999
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LORRIE ANN MINOR

Advisor at CARDINAL MARK LLC

GLENCOE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7dfa84c-9e2b-dc38-c0c3-0f1b41c539f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CARDINAL MARK LLC

State registered

May 25, 2007

n/a

yes

GLENCOE, IL

Current employment

LEARNVEST PLANNING SERVICES, LLC

Former SEC adviser

Mar 27, 2013

May 13, 2014

CHICAGO, IL

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Jul 31, 2002

Apr 12, 2007

CHICAGO, IL|CHICAGO, IL

Previous registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

No RAUM reported

Nov 11, 1999

Jul 23, 2002

CHICAGO, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LEARNVEST PLANNING SERVICES, LLC

n/a

May 13, 2014

n/a

Departure no registered destination

Departure

UBS FINANCIAL SERVICES INC.

CARDINAL MARK LLC

Apr 12, 2007

May 25, 2007

Firm change

Wirehouse to state RIA

ERNST & YOUNG INVESTMENT ADVISERS LLP

UBS FINANCIAL SERVICES INC.

Jul 23, 2002

Jul 31, 2002

Firm change

Other