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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
WAUKESHA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jan 9, 2019 | n/a | yes | WAUKESHA, WI | Current employment |
| B. C. ZIEGLER AND COMPANY | Former SEC adviser | Jun 18, 2007 | Mar 27, 2018 | no | WAUKESHA, WI|CHICAGO, IL|MILWAUKEE, WI|CHICAGO, IL | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Dec 8, 2005 | Jun 19, 2007 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. C. ZIEGLER AND COMPANY | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 27, 2018 | Jan 9, 2019 | 288 | Bulk transfer | Other |
| ROBERT W. BAIRD & CO. INCORPORATED | B. C. ZIEGLER AND COMPANY | Jun 19, 2007 | Jun 18, 2007 | -1 | Firm change | Other |