DFX Intelligence

C••• A••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••• A••••• B••••

Advisor at C•••••• P•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7e8d356-f4aa-5472-bd83-af87c0cf9d3d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P•••••••• L••	State registered	Dec 18, 2025	n/a	yes	ASHLAND, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 16, 2023	n/a	yes	ASHLAND, OH\|WOOSTER, OH\|CANTON, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• A••••••• L••	L•• F•••••••• L••	Mar 16, 2023	Mar 16, 2023	0	Firm change	Ibd to ibd
O• I••••••••• M••••••••• C•	R•••• I••••••••• A••••••• L••	Dec 31, 2016	Jan 3, 2017

Relationships

Registered with (4)

→ C•••••• P•••••••• L••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 16, 2023 to presentfactForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 3, 2017 to Mar 16, 2023factForm ADV
→ O• I••••••••• M••••••••• C•

Dated events

Occurred
Mar 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7e8d356-f4aa-5472-bd83-af87c0cf9d3d
First observed: Jun 17, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.