DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 158898
NEW HARTFORD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRADLEY MICHAEL KOWALCZYK | n/a | NEW HARTFORD, NY | 7 | 27 | n/a | no |
| SCOTT CLYDE MCCARTNEY | Chartered Financial Analyst | NEW HARTFORD, NY | 5 | 15 | n/a | no |
| JOSEPH DOMINICK SUMMA | Chartered Financial Analyst | NEW HARTFORD, NY | 5 | 15 | 1 | no |
| CHRISTOPHER BOYAN LAI | Chartered Financial Analyst | NEW HARTFORD, NY | 5 | 15 | n/a | no |
| MARTIN EDWARD MOSHIER | n/a | Saratoga Springs, NY | NEW HARTFORD, NY | 5 | 24 | n/a | no |
| STEPHEN SHEA BASILE | n/a | SARATOGA SPRINGS, NY | NEW HARTFORD, NY | 5 | 10 | n/a | no |
| DOUGLAS FRANCIS BISSONETTE | n/a | NEW HARTFORD, NY | 5 | 12 | n/a | no |
| NEIL ANTHONY EDMONDS | n/a | NEW HARTFORD, NY | 5 | 12 | n/a | no |
| NANCY LAMB KOWALCZYK | n/a | NEW HARTFORD, NY | 5 | 15 | n/a | no |
| TIMOTHY MCGREGOR WELCHONS | n/a | NEW HARTFORD, NY | 5 | 17 | n/a | no |
| Sophia G Tsoupelis | n/a | NEW HARTFORD, NY | 0 | 21 | 1 | no |
| GERARD CHARLES MURRAY | n/a | NEW HARTFORD, NY | Tribes Hill, NY | 0 | 20 | 1 | no |
| SHAWN RYAN NASH | Chartered Financial Analyst | Saratoga Springs, NY | NEW HARTFORD, NY | 0 | 14 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AWP HOLDINGS, LLC | Member | E | yes | 04/2022 | Jul 17, 2026 | Jul 17, 2026 |
| KOWALCZYK, BRADLEY, MICHAEL | Partner | Na | yes | 09/2011 | Jul 17, 2026 | Jul 17, 2026 |
| KOWALCZYK, NANCY, LAMB | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2011 | Jul 17, 2026 | Jul 17, 2026 |
| MOSHIER, MARTIN, EDWARD | Partner | Na | yes | 09/2011 | Jul 17, 2026 | Jul 17, 2026 |
| KOWALCZYK, BRADLEY, MICHAEL | MANAGING MEMBER | C | yes | 09/2019 | Dec 21, 2011 | Mar 12, 2024 |
| MCCARTNEY, SCOTT, CLYDE | Partner | Na | yes | 08/2011 | Dec 21, 2011 | Mar 12, 2024 |
| MOSHIER, MARTIN, E. | MANAGING MEMBER | C | yes | 09/2019 | Dec 21, 2011 | Mar 12, 2024 |
| DYNASTY FINANCIAL PARTNERS, LLC | Member | B | no | 04/2022 | Jul 17, 2026 | Jul 17, 2026 |
| EDMONDS, NEIL, ANTHONY | Partner | Na | no | 06/2024 | Jul 17, 2026 | Jul 17, 2026 |
| LAI, CHRISTOPHER, BOYAN | CHIEF INVESTMENT OFFICER | Na | no | 06/2024 | Jul 17, 2026 | Jul 17, 2026 |
| SUMMA, JOSEPH, DOMINICK | Partner | Na | no | 06/2024 | Jul 17, 2026 | Jul 17, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BRADLEY KOWALCZYK | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SARATOGA SPRINGS | NY | United States | 3 | no |
| Elmira | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 12, 2026 | $1.5B | $1.4B | 17 | 15 | 3 | n/a | n/a |
| 2024 | Jan 29, 2025 | $1.3B | $1.2B | 14 | 10 | 2 | n/a | n/a |
| 2023 | Mar 12, 2024 | $1.1B | $1.1B | 13 | 10 | 2 | n/a | n/a |
| 2022 | Mar 24, 2023 | $959M | $909M | 13 | 10 | 2 | n/a | n/a |
| 2021 | Mar 23, 2022 | $1.1B | $1.0B | 12 | 10 | 2 | n/a | n/a |
| 2020 | Mar 17, 2021 | $896M | $853M | 11 | 10 | 2 | n/a | n/a |
| 2019 | Mar 24, 2020 | $769M | $729M | 13 | 11 | 2 | n/a | n/a |
| 2018 | Mar 25, 2019 | $542M | $521M | 12 | 9 | 4 | n/a | n/a |
| 2017 | Mar 29, 2018 | $526M | $524M | 11 | 9 | 4 | n/a | n/a |
| 2016 | Mar 28, 2017 | $412M | $412M | 10 | 9 | n/a | n/a | n/a |
| 2015 | Feb 24, 2016 | $349M | $349M | 10 | 8 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $346M | $346M | 10 | 8 | n/a | n/a | n/a |
| 2013 | Mar 21, 2014 | $296M | $296M | 9 | 7 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $249M | $249M | 8 | 5 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $209M | $209M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $1.3B | 14.8% | $959M | 16.6% | 17 | 14 | 3 | 2 |