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Advisor at VANTAGE WEALTH MANAGEMENT, LLC
SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANTAGE WEALTH MANAGEMENT, LLC | Independent wealth | Feb 1, 2010 | n/a | yes | SAN MATEO, CA | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 28, 2000 | Feb 8, 2010 | no | SAN MATEO, CA|SAN MATEO, CA|SAN MATEO, CA|SAN JOSE, CA|SAN MATEO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | VANTAGE WEALTH MANAGEMENT, LLC | Feb 8, 2010 | Feb 1, 2010 | -7 | Firm change | Other |