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Advisor at ESI FINANCIAL ADVISORS
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Jan 9, 2026 | n/a | yes | RED BANK, NJ | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Feb 12, 2021 | Jan 16, 2026 | no | PARAMUS, NJ|NEW YORK, NY|Hillsborough, NJ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 8, 2019 | Jan 7, 2021 | no | Basking Ridge, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | ESI FINANCIAL ADVISORS | Jan 16, 2026 | Jan 9, 2026 | -7 | Firm change | Ibd to RIA |
| PRUCO SECURITIES, LLC | PARK AVENUE SECURITIES LLC | Jan 7, 2021 | Feb 12, 2021 | 36 | Firm change | Ibd to ibd |