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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DENNIS LEE FESSER

Advisor at KESTRA ADVISORY SERVICES, LLC

Sierra Vista, AZ | AUSTIN, TX

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Search this name across graphsid dfx:ria:d8068262-c729-bd77-8eb7-fccd8212d97f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 25, 1997
First registration: Oct 12, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2860308

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Mar 25, 2025	n/a	yes	Sierra Vista, AZ\|AUSTIN, TX	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 14, 2008	Apr 2, 2025	no	SIERRA VISTA, AZ	Previous registration
FIRST COMMAND BANK	n/a	Apr 12, 2004	Sep 2, 2005	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Oct 12, 2000	May 7, 2008	no	SIERRA VISTA, AZ\|SIERRA VISTA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	KESTRA ADVISORY SERVICES, LLC	Apr 2, 2025	Mar 25, 2025	-8	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND BANK	May 7, 2008	Apr 12, 2004	-1,486	Firm change after gap	Other
FIRST COMMAND BANK	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 2, 2005	May 14, 2008	985	Firm change after gap	Other

Relationships

Registered with (4)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Mar 25, 2025 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
May 14, 2008 to Apr 2, 2025factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Oct 12, 2000 to May 7, 2008factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Apr 12, 2004 to Sep 2, 2005factForm ADV

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
Dennis Lee Fesser left Cambridge Investment Research Advisors, Inc. for Kestra Advisory Services, Llc (registered 2025-03-25)
Form ADVobserved 5 days ago