This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 31, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63

First exam

Mar 31, 2011

First registration

Aug 19, 2021

Dual registered

no

IAPD individual key

5856082

• Occurred

  Dec 31, 2024
  Advisor departed, no destination yet

  Chase Allan Smith no longer registered at Rbt Wealth Llc; no later IA registration on IAPD

  Form ADVobserved 4 days ago
• Occurred

  Nov 17, 2022
  Advisor changed firm

  Chase Allan Smith left Cerity Partners Llc for Securities America Advisors, Inc. (registered 2022-10-10)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d80d16c6-e4cb-99be-aaa3-30beaad6956f

First observed

Aug 19, 2021

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.