DFX Intelligence

M•••••• J•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• J•••• A••••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d8108c82-c0e5-c531-d7b4-b981d2258914

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Mar 31, 2026	n/a	yes	Bondurant, IA\|MINNEAPOLIS, MN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Nov 10, 2021	n/a	yes	APPLETON, WI\|Bondurant, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	T••••••• I••••••••• M••••••••• I•••	Nov 10, 2021	Nov 10, 2021	0	Firm change	Ibd to ibd
I•••••••• A•••••••• L••	P•••••••• S••••••••• I•••	May 28, 2013	Jun 26, 2013

Relationships

Registered with (5)

→ T••••••• A•••••• N••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 10, 2021 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2013 to Nov 10, 2021factForm ADV
→ I•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8108c82-c0e5-c531-d7b4-b981d2258914
First observed: Jan 4, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.