DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NPA ASSET MANAGEMENT, LLC
Hato Rey, PR | FAIR LAWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NPA ASSET MANAGEMENT, LLC | Bd affiliated wealth | Mar 27, 2018 | n/a | yes | FAIR LAWN, NJ|Hato Rey, PR | Current employment |
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Jun 12, 2015 | Mar 2, 2018 | no | NEW YORK, NY|SAN JUAN, PR | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 28, 2012 | Dec 31, 2013 | no | SAN JUAN, PR|PONCE, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | NPA ASSET MANAGEMENT, LLC | Mar 2, 2018 | Mar 27, 2018 | 25 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | AEGIS CAPITAL CORP. | Dec 31, 2013 | Jun 12, 2015 | 528 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15007:131534:PR:2018-03-02 | Mar 2, 2018 | Mar 27, 2018 | SAN JUAN, PR | Firm change |