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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC

CRD 125689

CLIFTON PARK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d812ee65-d480-5ebd-3e56-1b13061551db

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 3, 2012 to Mar 13, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $260MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $260M
Private client RAUM: $260MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $130Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 590
Individual clients: 57
High net worth clients: 87
SEC number: 801-69021
CRD: 125689
Filings on the tape: 20
First filed: Apr 3, 2012
Latest filed: Mar 13, 2026
Organised: Limited Liability Company, NY
Website: cfany.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Sciandra Julianne	Certified Financial Planner	CLIFTON PARK, NY	5	15	n/a	no
KERRY GORDON MAYO	Certified Financial Planner	CLIFTON PARK, NY	5	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Julianne, Sciandra Looney	CHIEF COMPLIANCE OFFICER	C	yes	08/2017	Mar 28, 2018	Mar 26, 2024
MAYO, KERRY, GORDON	Member	C	yes	01/2011	Apr 3, 2012	Mar 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$260M	$260M	1	0	0	n/a	n/a
2024	Mar 25, 2025	$232M	$232M	1	0	0	n/a	n/a
2023	Mar 26, 2024	$217M	$217M	1	0	0	n/a	n/a
2022	Mar 23, 2023	$165M	$165M	1	0	0	n/a	n/a
2021	Mar 24, 2022	$184M	$184M	2	0	0	n/a	n/a
2020	Mar 22, 2021	$175M	$175M	1	1	0	n/a	n/a
2019	Apr 1, 2020	$138M	$138M	1	1	0	n/a	n/a
2018	Mar 26, 2019	$156M	$156M	1	1	1	n/a	n/a
2017	Mar 28, 2018	$145M	$145M	1	1	1	n/a	n/a
2016	Mar 17, 2017	$131M	$131M	2	2	n/a	n/a	n/a
2015	Mar 29, 2016	$121M	$121M	2	2	n/a	n/a	n/a
2014	Mar 11, 2015	$117M	$117M	1	1	n/a	n/a	n/a
2013	Mar 18, 2014	$105M	$105M	1	1	n/a	n/a	n/a
2012	Apr 1, 2013	$82.0M	$82.0M	1	1	n/a	n/a	n/a
2011	Apr 3, 2012	$64.5M	$64.5M	n/a	0	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$260M	$232M	12.1%	$165M	16.4%	1	1	0	0

Relationships

Registered with (2)

← KERRY GORDON MAYOAdvisorregistration: current employment
Aug 13, 2021 to presentfactForm ADV
← Sciandra JulianneAdvisorregistration: current employment
Aug 11, 2021 to presentfactForm ADV

Controls (2)

← MAYO, KERRY, GORDONOwnerMEMBER, ownership code C, individual
Apr 3, 2012 to Mar 26, 2024factForm ADV
← Julianne, Sciandra LooneyOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 28, 2018 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 24, 2022
Control person left
Aldrich Walton Williams (Member) no longer on Schedule A of Capital Financial Advisors Of New York, Llc (listed 2021-03-22, absent 2022-03-24)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2022
Control person left
Joseph Paul Corr (Member) no longer on Schedule A of Capital Financial Advisors Of New York, Llc (listed 2021-03-22, absent 2022-03-24)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d812ee65-d480-5ebd-3e56-1b13061551db
First observed: Apr 3, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC

CRD 125689

CLIFTON PARK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d812ee65-d480-5ebd-3e56-1b13061551db

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Sciandra Julianne

Certified Financial Planner

CLIFTON PARK, NY

n/a

KERRY GORDON MAYO

Certified Financial Planner

CLIFTON PARK, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Julianne, Sciandra Looney

CHIEF COMPLIANCE OFFICER

yes

08/2017

Mar 28, 2018

Mar 26, 2024

MAYO, KERRY, GORDON

Member

yes

01/2011

Apr 3, 2012

Mar 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$260M

n/a

2024

Mar 25, 2025

$232M

n/a

2023

Mar 26, 2024

$217M

n/a

2022

Mar 23, 2023

$165M

n/a

2021

Mar 24, 2022

$184M

n/a

2020

Mar 22, 2021

$175M

n/a

2019

Apr 1, 2020

$138M

n/a

2018

Mar 26, 2019

$156M

n/a

2017

Mar 28, 2018

$145M

n/a

2016

Mar 17, 2017

$131M

n/a

2015

Mar 29, 2016

$121M

n/a

2014

Mar 11, 2015

$117M

n/a

2013

Mar 18, 2014

$105M

n/a

2012

Apr 1, 2013

$82.0M

n/a

2011

Apr 3, 2012

$64.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$260M

$232M

12.1%

$165M

16.4%