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Advisor at LPL FINANCIAL LLC
KENILWORTH, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 6, 2025 | n/a | yes | KENILWORTH, NJ | Current employment |
| IC ADVISORY SERVICES, INC. | Former SEC adviser | Oct 22, 2008 | Mar 14, 2025 | no | CRANFORD, NJ|BEDMINSTER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IC ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Mar 14, 2025 | Mar 6, 2025 | -8 | Bulk transfer | Ibd to ibd |